Asset Management Associate Regulatory amp Enforcement
BCG Attorney Search
Turn this role into an interview — a resume and cover letter built around what this employer wants.
Benefits offered by this job
Job summary
BCG Attorney Search in New York, NY seeks an Asset Management Associate to join the Regulatory & Enforcement practice. The ideal candidate will have three to six years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under federal securities laws.
This role focuses on advising investment advisers on regulatory compliance, providing guidance on federal securities laws, and supporting broker-dealer regulatory matters as needed.
Qualifications
- Three to six years of relevant experience
- Experience with federal securities laws
- Familiarity with investment adviser regulations
- Experience with broker-dealer compliance is beneficial
Responsibilities
- Advise investment advisers on regulatory and compliance matters
- Provide guidance on federal securities laws
- Assist with compliance for private fund advisers
- Support broker‑dealer regulatory matters as needed
Skills
Education
Job description
A law firm seeks an Asset Management Associate to join the Regulatory & Enforcement practice in New York, NY. The ideal candidate will have three to six years of experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under federal securities laws.
- Advise investment advisers on regulatory and compliance matters
- Provide guidance on federal securities laws
- Assist with compliance for private fund advisers
- Support broker‑dealer regulatory matters as needed
- Three to six years of relevant experience
- Experience with federal securities laws
- Familiarity with investment adviser regulations
- Experience with broker‑dealer compliance is beneficial
Juris Doctor (JD) degree required.
Bar admission in New York.
- Strong analytical and problem‑solving skills
- Excellent written and verbal communication abilities
- Ability to work collaboratively in a team environment
- Comprehensive health insurance
- Retirement savings plan
- Professional development opportunities
'/%3e%3cpath%20d='M101.744%2012.4726L102.894%2016.1947L99.0021%2013.2201L101.744%2012.4726ZM105.3%208.40937H100.488L99.0026%203.59473L97.5116%208.41047L92.7%208.40385L96.5965%2011.3834L95.1055%2016.1942L99.0021%2013.2196L101.408%2011.3834L105.3%208.40992V8.40937Z'%20fill='white'/%3e%3cdefs%3e%3clinearGradient%20id='paint0_linear_5593_1381'%20x1='90'%20y1='9.44471'%20x2='99'%20y2='9.44471'%20gradientUnits='userSpaceOnUse'%3e%3cstop%20stop-color='%2300AD70'/%3e%3cstop%20offset='0.998594'%20stop-color='%2300B67A'/%3e%3cstop%20offset='1'%20stop-color='%23DCDCE6'/%3e%3c/linearGradient%3e%3c/defs%3e%3c/svg%3e){kind=small}
