AML Sr. Investigator I

Capital One National Association; Melville (NY); Hybrid; USD 87,400 - 99,700; Full time

Benefits offered by this job

Comprehensive health benefits

Financial benefits

Performance-based incentives

Inclusive workplace culture

Job summary

An established industry player seeks a dedicated AML Sr. Investigator I to join their Sanctions Advisory Operations team. This role is pivotal in ensuring compliance with sanctions laws and regulations, requiring a keen eye for detail and strong analytical skills. As part of a risk management framework, you will review complex sanctions alerts, document decisions, and collaborate with senior advisors to uphold compliance standards. The company fosters a supportive environment that values diversity and encourages professional growth, making it an excellent opportunity for those looking to make a meaningful impact in the field of compliance. If you're passionate about risk management and compliance, this role could be your next career move!

Qualifications

• 1+ year of experience in Anti-Money Laundering (AML) required.
• High School Diploma or equivalent certification is mandatory.

Responsibilities

• Review and decision complex sanctions alerts with accuracy.
• Assist in regulatory reporting and compliance activities.

Skills

Anti-Money Laundering (AML)

Regulatory Reporting

Compliance Risk Management

Documentation Skills

Microsoft Office

Google Suites

Education

High School Diploma or GED

Bachelor’s Degree

Military Experience

Tools

Microsoft Office

Google Suites

Job description

AML Sr. Investigator I

The AML Sr. Investigator I on the Sanctions Advisory Operations team performs a key risk management role (second line of defense) to help ensure corporate initiatives and lines of business processes comply with applicable sanctions laws and regulations. While working within the Compliance Management Program framework, the AML Sr. Investigator I is responsible for decisioning complex sanctions alerts, delivering quality results, and executing or participating in corporate processes.

Responsibilities:

1. Reviewing, decisioning complex sanctions alerts
2. Accurately documenting alert decisioning and delivering high quality results
3. Assisting in relevant regulatory reporting
4. Working with senior advisors to support lines of business in the application of sanctions compliance requirements, such as remediation/corrective action of compliance breakdowns
5. Participating in targeted validations on controls over applicable regulations and sanctions compliance testing
6. Developing understanding of Compliance Risk Management Framework and applicable sanctions laws and regulations
7. Assisting in capturing, maintaining, and analyzing sanctions compliance data
8. Participating in projects through providing support to more senior advisors
9. Participating in reporting activities in a support role
10. Flexibility to travel to various Capital One locations if necessary

Basic Qualifications:

• High School Diploma, GED or equivalent certification
• At least 1 year of experience in Anti-Money Laundering (AML)

Preferred Qualifications:

• Bachelor’s Degree or Military experience
• 2+ years of experience in Anti-Money Laundering (AML), or 2+ years of experience in sanctions, or 2+ years experience in risk management, or 2+ years experience in international relations
• 1+ year of experience in Microsoft Office and Google Suites

Work From Home Technology Requirements:

• A secure home office environment that is free from background noise and distractions
• A reliable private internet connection that is not supplied by use cellular data (hot spot)
• Cable or fiber connections are preferred
• Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred
• Sustained ability to maintain latency less than 250 ms in voice calls is required
• Hard wired connectivity is preferred, any use of wireless connectivity must be Private (non-public) and password protected through WPA2-PSK (AES) encryption

Work from Home Living Requirements:

• Candidates must live within 50 miles driving distance of one of the hub locations based in Wilmington, DE / Richmond, VA / New Orleans, LA / Plano, TX / Melville, NY / Chicago, IL / McLean, VA and be comfortable coming in person whenever required with no less than 24 hours notice.

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Chicago, IL: $72,800 - $83,100 for AML Sr. Investigator I
McLean, VA: $80,100 - $91,400 for AML Sr. Investigator I
Melville, NY: $87,400 - $99,700 for AML Sr. Investigator I
New Orleans, LA: $72,800 - $83,100 for AML Sr. Investigator I
Plano, TX: $72,800 - $83,100 for AML Sr. Investigator I
Richmond, VA: $72,800 - $83,100 for AML Sr. Investigator I
Wilmington, DE: $72,800 - $83,100 for AML Sr. Investigator I

Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidate’s offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at the Capital One Careers website.

This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy, childbirth or related medical conditions), race, color, age, national origin, religion, disability, genetic information, marital status, sexual orientation, gender identity, gender reassignment, citizenship, immigration status, protected veteran status, or any other basis prohibited under applicable federal, state or local law.

Capital One promotes a drug-free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries.