AML Sr. Investigator, Complex Investigations Unit - Law Enforcement

Capital One; Melville (NY); Hybrid; USD 87,000 - 100,000; Full time

Job summary

An established industry player is seeking a motivated Anti-Money Laundering Sr. Investigator to join their Complex Investigations Unit. This role offers the opportunity to work on critical AML processes, including suspicious activity investigations and compliance reporting. The ideal candidate will have a strong background in fraud investigation, compliance, or related fields, and will collaborate closely with AML Process Managers. With the flexibility of remote work and a supportive team environment, this position is perfect for those looking to make a significant impact in the financial services sector while enjoying a comprehensive benefits package.

Benefits

Comprehensive health benefits

Performance-based incentives

Flexible work arrangements

Diversity and inclusion initiatives

Qualifications

• 1+ year of fraud, investigative, or compliance experience required.
• Experience with Microsoft Office or Google Suite is essential.

Responsibilities

• Conduct suspicious activity investigations and document findings.
• Write reports and file CTRs in accordance with regulations.
• Provide feedback on alert rule effectiveness and support team supervisors.

Skills

Fraud Investigation

Compliance Experience

Research Skills

Analytical Skills

Education

High School Diploma or GED

Bachelor's degree in Criminal Justice or related field

Tools

Microsoft Office

Google Suite

Job description

AML Sr. Investigator, Complex Investigations Unit - Law Enforcement

Anti-Money Laundering (AML) Sr Investigator I

Level: Associate

Job Description:

The Anti-Money Laundering (AML) Sr. Investigator I supports various AML processes, which might include suspicious activity investigations, currency transaction reporting, global sanctions screening, enhanced due diligence, or other AML processes. The AML Sr Investigator I will work closely with AML Process Managers to perform other critical functions.

Responsibilities:

1. Build and maintain awareness of the broader context and implications of the various types of risk affecting the business (e.g., financial, legal, reputation, etc.).
2. Review system-generated alerts, assess impact to AML processes, conduct research as required, and document results in written format.
3. Write suspicious activity reports, file CTRs, address sanctions alerts, and other applicable AML processes in accordance with regulations and time limitations.
4. Provide feedback on alert rule effectiveness and partner with management and analysts to design new rules.
5. Provide insight into various commercial banking products and services.
6. Handle issues as appropriate for advanced investigation and analysis.
7. Support team supervisors in executing certain responsibilities.
8. Perform special projects as needed.

Basic Qualifications:

• High School Diploma, GED, or equivalent certification.
• At least 1 year of fraud experience, or investigative experience, or compliance experience.
• At least 1 year of experience with Microsoft Office or Google Suite.

Preferred Qualifications:

• 2+ years of fraud experience, or investigative experience, or compliance experience.
• Bachelor's degree in Criminal Justice, Fraud Prevention, or Homeland Security.
• 3+ years of experience in an Anti-Money Laundering capacity.
• 3+ years of experience in the Financial Services industry.
• Association of Certified Anti-Money Laundering Specialists (ACAMS), Certified Fraud Examiner (CFE), Certified Financial Crimes Investigator (CFCI), or other relevant certification(s) or industry-related association membership.

Are you looking for a challenging role that includes the convenience of working virtually at home? Then a Capital One Anti-Money Laundering Investigator role may be the role for you! You must be within 50 miles driving distance from our Capital One hub in Chicago, IL, Wilmington, DE, Richmond, VA, New Orleans, LA, Plano, TX, Melville, NY, McLean, VA, or New York, NY.

Work From Home Technology Requirements:

• A secure home office environment that is free from background noise and distractions.
• A reliable private internet connection that is not supplied by cellular data (hotspot).
• Cable or fiber connections are preferred.
• Internet service download speeds must be at least 5 mbps, with 10+ mbps preferred.
• Sustained ability to maintain latency less than 250 ms in voice calls is required.
• Hard wired connectivity is preferred; any use of wireless connectivity must be private (non-public) and password protected through WPA2-PSK (AES) encryption.
• A private network is password protected where you have ownership or line of sight to every device on the network.
• Capital One reserves the right to request proof of internet provider, speed, and service package from the associate.
• Requirements are subject to change, as new systems and technology are delivered.

Work from Home Living Requirements:

• Candidates must live within 50 miles driving distance of one of the hub locations based in Chicago, IL, Wilmington, DE, Richmond, VA, New Orleans, LA, Plano, TX, Melville, NY, McLean, VA, or New York, NY and be comfortable coming in person whenever required with no less than 24 hours notice.

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below, by location:

• Chicago, IL: $72,800 - $83,100 for AML Sr. Investigator I
• McLean, VA: $80,100 - $91,400 for AML Sr. Investigator I
• Melville, NY: $87,400 - $99,700 for AML Sr. Investigator I
• New Orleans, LA: $72,800 - $83,100 for AML Sr. Investigator I
• New York, NY: $87,400 - $99,700 for AML Sr. Investigator I
• Plano, TX: $72,800 - $83,100 for AML Sr. Investigator I
• Richmond, VA: $72,800 - $83,100 for AML Sr. Investigator I
• Wilmington, DE: $72,800 - $83,100 for AML Sr. Investigator I

This role is also eligible to earn performance-based incentive compensation, which may include cash bonus(es) and/or long-term incentives (LTI). Incentives could be discretionary or non-discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial, and other benefits that support your total well-being.

This role is expected to accept applications for a minimum of 5 business days. No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace.