AML Sr. Investigator I - Proactive Investigations

Capital One; New York (NY); Hybrid; USD 60,000 - 100,000; Full time

Job summary

Join a forward-thinking company as an AML Sr. Investigator I, where you will play a crucial role in combating financial crime. This position involves investigating suspicious activities, collaborating with supervisors, and ensuring compliance with regulations. You will have the opportunity to manage complex cases and contribute to a safer financial environment. With a commitment to diversity and inclusion, this innovative firm offers a supportive work culture and the flexibility of remote work, making it an exciting place to advance your career in compliance and investigation.

Qualifications

• 2+ years of AML, investigative, or compliance experience required.
• ACAMS Certification preferred for advanced roles.

Responsibilities

• Conduct suspicious activity investigations and document findings.
• Manage alerts and cases independently, ensuring compliance.

Skills

Investigative Skills

Compliance Knowledge

Analytical Skills

Education

High School Diploma or GED

Bachelor's Degree

Tools

AML Software

Data Analysis Tools

Job description

AML Sr. Investigator I - Proactive Investigations

The Anti-Money Laundering (AML) Sr. Investigator I supports various AML processes, including suspicious activity investigations. The AML Sr. Investigator I will collaborate with AML Supervisors and Managers to perform critical functions. The Special Investigations Unit handles suspicious activity reporting and investigation closures for high-risk typologies.

Responsibilities:

1. Build and maintain awareness of the broader context and implications of various types of risk affecting the business (financial, legal, reputation, etc.).
2. Review system-generated alerts, assess impact on AML processes, conduct research, and document findings.
3. Write suspicious activity reports, make closing recommendations, and manage AML processes in compliance with regulations and deadlines.
4. Handle complex issues requiring advanced investigation and analysis.
5. Review referrals from different sources such as lines of business, Legal, and Senior Management.
6. Manage a queue of alerts, cases, and investigations independently.

Basic Qualifications:

• High School Diploma, GED, or equivalent.
• At least 2 years of AML, investigative, or compliance experience.

Preferred Qualifications:

• 3+ years of AML, investigative, or compliance experience.
• Bachelor's degree.
• ACAMS Certification.

Work Location & Requirements:

Candidates should reside within 50 miles of specified Capital One hubs and be able to travel to the office as needed. Remote work is supported with specific technology requirements, including a secure home office, reliable internet with minimum speeds, and private, password-protected networks.

Applicants must live within 50 miles of designated hubs and be willing to travel in person with short notice. No sponsorship is available for this role.

The salary range varies by location, with additional benefits and performance incentives. Capital One is an equal opportunity employer committed to diversity and inclusion. For accommodations, contact [e-mail]. For technical support, email [e-mail].