AML Sanctions Advisor: Risk & Compliance Expert

PNC Financial Services Group, Inc.; Chicago (IL); On-site; USD 91,000 - 203,000; Full time

Benefits offered by this job

Medical/prescription coverage

Dental and vision options

401(k) with PNC match

Pension and stock purchase plans

Educational assistance

Job summary

PNC Financial Services Group, Inc. is seeking an AML Sanctions Advisor within its Independent Risk Management organization, supporting PNC Wealth Management Broker/Dealer.

The role is based in one of our main offices with flexibility for additional locations within the footprint. The advisor will lead AML/sanctions program activities, challenge analyses, update policies, coordinate regulatory interactions, and provide training.

Qualifications

• Work Experience Roles at this level typically require a university / college degree, with 5+ years of industry-relevant experience.
• Specific certifications are often required.
• In lieu of a degree, a comparable combination of education, job specific certification(s), and experience may be considered.

Responsibilities

• Conduct due diligence reviews for high-risk accounts
• Prepare and document risk assessments
• Perform product reviews and related analyses
• Coordinate reporting metrics and track key performance data
• Create and update desktop procedures and process documentation
• Review daily alerts and case review items escalated items for review
• Analyze data and document decisions
• Coordinate and provide guidance to business partners
• Review and resolve escalated items
• Support audits
• Prepare, maintain and update annual training materials
• Manage reports and disposition items requiring enhanced reviews

Skills

Compliance Reporting

Customer Risk

Decision Making

Regulatory Requirements

Risk Assessments

Risk Control

Strategic Objectives

Education

Bachelors

Tools

Microsoft Office Suite

NFS Wealthscape

Lexis Nexis

World Check

PNC Edge

Job description

PNC Financial Services Group, Inc. is seeking an AML Sanctions Advisor within its Independent Risk Management organization, supporting PNC Wealth Management Broker/Dealer.

The role is based in one of our main offices with flexibility for additional locations within the footprint. The advisor will lead AML/sanctions program activities, challenge analyses, update policies, coordinate regulatory interactions, and provide training.