AML Analyst

Peak6; Dallas (TX); Hybrid; USD 70,000 - 110,000; Full time

Benefits offered by this job

Healthcare benefits (medical, dental,

401k match

Parental leave

HSA contribution match

Tuition reimbursement

Hybrid work schedule

Job summary

Apex Fintech Solutions in Dallas is seeking an AML Analyst to identify and mitigate money laundering risks within the financial compliance team. You will interpret regulations and enforce internal policies to prevent illicit activity.

You will collaborate with legal and regulators, conduct transaction investigations, prepare SARs for FinCEN, and help update AML procedures. A strong analytic mindset, integrity, and experience with AML tools are required.

Qualifications

• Bachelor’s degree in finance, criminal justice, forensics, or a related field.
• 2+ years of experience in AML compliance, financial services, regulatory affairs, or a related area.
• Experience with financial software and analytical tools.
• Familiarity with global AML standards such as BSA, USA PATRIOT Act, and FATF recommendations.
• CAM S (Certified Anti-Money Laundering Specialist) or similar certification preferred.

Responsibilities

• Conduct detailed investigations into customer transactions to identify potential money laundering or terrorist financing activities.
• Utilize analytical tools to monitor financial transactions across platforms and accounts.
• Generate SARs and file them with FinCEN as required.
• Collaborate with legal and regulatory bodies to provide information and facilitate audits.
• Assist in developing and updating internal AML policies and procedures to adapt to new regulations and threats.
• Provide training and guidance to staff on AML compliance and transaction monitoring.
• Perform risk assessments of client profiles and high-risk products to identify enhanced controls.
• Regularly review and analyze the effectiveness of existing controls and recommend improvements.

Skills

Analytical skills

Attention to detail

Data analysis

Excel

SAS

AML software

Communication

Education

Bachelor’s degree in finance, criminal justice, forensics, or related field

Tools

Excel

SAS

AML software

Job description

WHO WE ARE

Apex Fintech Solutions (Apex) powers innovation and the future of digital wealth management by building tech-forward solutions that help simplify, automate, and facilitate access to financial markets for all. Our robust suite of fintech software enables us to support clients such as Stash, Betterment, SoFi, Webull, and eToro, amongst many others; collectively, Apex powers access to the stock market for over 22+ million end customers.

At Apex, we are changing how the securities industry operates by reinventing the status quo, which was manual, slow, and accessible only by the ultra-wealthy. We're digitizing and democratizing systems so that everyone has an opportunity to invest.

When you're at Apex, you drive this change. You're part of a global team with a clear vision: to be the trusted technology that powers the digital economy. Our offices in Austin, Dallas, Chicago, New York, Portland, Belfast, and Manila are home to over 1,000 employees.

Together, we’re shaping the future of financial innovation. Embrace change. Solve big. Win together. And be G.R.E.A.T. — grit, results, empathy, accountability, and teamwork — with Apex.

We’re proud to be recognized for the innovative work we do, the purpose-driven nature of our work, and the collaborative culture we’ve created. Here are just a few of the many awards we’ve recently received:

Best Places to Work

2026, 2025, 2024, 2023- Presented by BuiltIn

WealthTech of the Year

2025- Presented by US FinTech Awards

The World’s Top 250 Fintech Companies

2024- Presented by CNBC

ABOUT THIS ROLE

The AML Analyst is a critical role within the financial compliance team, dedicated to identifying, analyzing, and mitigating risks related to money laundering and financial crimes. This position requires a meticulous and analytical individual who can interpret and enforce regulations and internal policies aimed at preventing illicit financial activities.

The AML Analyst will work closely with other departments to ensure the organization complies with all applicable anti-money laundering laws, regulations, and guidelines.

Key Responsibilities:

• Conduct detailed investigations into customer transactions to identify potential money laundering or terrorist financing activities

• Utilize various analytical tools and methods to monitor financial transactions across multiple platforms and accounts

• Generate suspicious activity reports (SARs) and file them with the Financial Crimes Enforcement Network (FinCEN) as required

• Collaborate with legal and regulatory bodies to provide requested information and facilitate audits

• Assist in developing and updating internal AML policies and procedures to adapt to new regulations and threats

• Provide training and guidance to other staff members on AML compliance, trends in financial crime, and the use of transaction monitoring systems

• Perform risk assessments of client profiles, high-risk products, and service providers to identify areas requiring enhanced controls

• Regularly review and analyze the effectiveness of existing controls and recommend improvements

Education and Experience:

• Bachelor’s degree in finance, criminal justice, forensics, or a related field

• 2+ years of experience in AML compliance, financial services, regulatory affairs, or a related area

• Experience with financial software and analytical tools

• Familiarity with global AML standards, such as the Bank Secrecy Act (BSA), USA PATRIOT Act, and the FATF recommendations

Preferred Qualifications:

• CAMS (Certified Anti-Money Laundering Specialist) or similar certification

• Previous experience in a financial services environment with direct exposure to AML compliance

• Experience working with cross-functional teams and managing projects

• Advanced degree or professional certifications related to AML, banking, or financial services

Knowledge, Skills, and Abilities:

• Strong analytical and problem-solving skills

• Excellent attention to detail with the ability to spot inconsistencies and anomalies in transaction data

• Proficient in data analysis using software such as Excel, SAS, or specialized AML software systems

• Strong communication skills, both oral and written, with the ability to present complex information in an understandable manner

• Capability to work independently and as part of a team in a fast-paced environment

• High integrity and professionalism with a dedication to maintaining confidentiality

#compliance #associate #fulltime #LI-MJ1 #APEX

Please note this job description is not designed to cover or contain a comprehensive listing of activities, duties, and responsibilities required of the employee for this job. Duties, responsibilities, and activities may change at any time with or without notice.

Our Rewards

We offer a robust package of employee perks and benefits, including healthcare benefits (medical, dental and vision, EAP), competitive PTO, 401k match, parental leave, and HSA contribution match. We also provide our employees with a paid subscription to the Calm app and offer generous external learning and tuition reimbursement benefits. At AFS, we offer a hybrid work schedule for most roles that allows employees to have the flexibility of working from home and one of our primary offices.

EEO Statement

Apex Fintech Solutions is an equal opportunity employer that does not discriminate on the basis of race, color, religion, sex (including pregnancy, sexual orientation, and gender identity), national origin, age, disability, veteran status, marital status, or any other protected characteristic. Our hiring practices ensure that all qualified applicants receive fair consideration without regard to these characteristics.

Disability Statement

Apex Fintech Solutions is committed to creating an inclusive and accessible workplace for all candidates, including those with disabilities. We are dedicated to ensuring equal employment opportunities and providing reasonable accommodations to qualified individuals with disabilities. If you require reasonable accommodations to participate in the application or interview process, please submit your request via the Candidate Accommodation Requests Form. We will work with you to provide the necessary accommodations to ensure your full participation in our hiring process.