Algorithmic Trading Compliance Specialist

Millennium Management LLC

New York (NY)

On-site

USD 70,000 - 160,000

Full time

14 days+

Get a reply from this employer

Your resume and cover letter, tailored to exactly what they’re hiring for.

Get past ATS filters

Job summary

Millennium is seeking a Compliance Associate to support the global Quantitative Trading Compliance program in New York. You’ll vet portfolio management teams under the Algorithmic Trading Policy and monitor evolving regulatory expectations for quantitative trading.

The role requires 3–5 years of relevant experience, a strong understanding of model-based trading, and a Bachelor’s degree in a related field. Strong analytical and communication skills are essential for collaboration with senior

Qualifications

  • 3–5 years of relevant experience, ideally gained at a regulatory authority, bank, broker-dealer, or buy-side firm.
  • Experience addressing algorithmic or systematic trading matters, with understanding of model-based trading and execution algorithms preferred.
  • Bachelor’s degree in Computer Science, Finance, Economics, or a similar field with a strong academic record.

Responsibilities

  • Support the administration of the Firm’s global Quantitative Trading Compliance program, including initial vetting and ongoing review of portfolio management teams under the Firm’s Algorithmic Trading Policy.
  • Monitor regulatory developments, industry initiatives, and evolving compliance expectations affecting quantitative trading.
  • Conduct ongoing analysis to help enhance the Firm’s global Quantitative Trading Compliance program.
  • Assist with regulatory examinations, inquiries, investigations, and other compliance-related projects.
  • Support the drafting and maintenance of compliance policies and procedures.
  • Prepare and deliver compliance training materials.

Skills

Analytical thinking
Problem-solving
Regulatory awareness
Communication skills

Education

Bachelor's degree in Computer Science, Finance or Economics

Tools

Microsoft PowerPoint
Microsoft Excel

Job description

Millennium is seeking a Compliance Associate to support the global Quantitative Trading Compliance program in New York. You’ll vet portfolio management teams under the Algorithmic Trading Policy and monitor evolving regulatory expectations for quantitative trading.

The role requires 3–5 years of relevant experience, a strong understanding of model-based trading, and a Bachelor’s degree in a related field. Strong analytical and communication skills are essential for collaboration with senior

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

Algorithmic Trading Compliance Specialist
Algorithmic Trading Compliance Specialist

Millennium Management • New York (NY)

On-site
USD 70,000 - 160,000
Quant Trading Compliance Associate
Quant Trading Compliance Associate

Millennium • New York (NY)

On-site
USD 70,000 - 160,000
Compliance Associate
Compliance Associate

Millennium Management • New York (NY)

On-site
USD 70,000 - 160,000
Compliance Associate
Compliance Associate

Millennium • New York (NY)

On-site
USD 70,000 - 160,000
Compliance Associate
Compliance Associate

Millennium Management • New York (NY)

On-site
USD 70,000 - 160,000
Global Compliance Analyst: Risk, Policy & Controls
Global Compliance Analyst: Risk, Policy & Controls

Millennium • New York (NY)

On-site
USD 70,000 - 160,000
Compliance Analyst: Investigations & Policy Enhancement
Compliance Analyst: Investigations & Policy Enhancement

Millennium Management LLC • New York (NY)

On-site
USD 70,000 - 160,000
Compliance Officer
Compliance Officer

Millennium Management LLC • Greenwich (CT)

On-site
USD 150,000 - 230,000
Global Compliance Lead - Asset Management & Quant
Global Compliance Lead - Asset Management & Quant

Millennium • Greenwich (CT)

On-site
USD 180,000 - 240,000
Compliance Officer
Compliance Officer

Millennium • Greenwich (CT)

On-site
USD 180,000 - 240,000