AI-Driven Investment Funds Regulatory Associate

Norm AI; New York (NY); Hybride; USD 270 000 - 410 000; Plein temps

Avantages offerts par ce poste

401(k) with employer match

Health, dental, vision coverage

Unlimited PTO

Free lunch in office daily

Employee referral bonus

Résumé du poste

Norm Law, the world's first AI-native full-service law firm, is seeking inquisitive and energetic lawyers looking to practice law and augment their careers with cutting-edge legal AI tools. As an Associate in our Investment Companies Practice, you will advise on formation, registration, compliance, and governance of registered investment companies, investment advisers and independent directors.

You will work with private fund formation, tax, and registered funds teams and access bespoke AI

Qualifications

• JD or equivalent; admission in at least one U.S. jurisdiction.
• 4 to 6 years of investment funds regulatory experience.
• Hands-on experience with Marketing Rule reviews and with SEC examinations, and the ability to talk in detail about both.
• Strong drafting and communication skills; meticulous attention to detail.
• Interest in applying technology to enhance traditional deal workflows.
• No prior AI or technical experience required.

Responsabilités

• Regulatory Filings & Disclosure: Leverage AI agents to generate, compare, and redline Form ADV registrations, and other regulatory filings.
• Marketing Rule Review: Use AI tools to review marketing materials, pitch decks, and performance presentations against the Marketing Rule, and advise on track record and portability questions.
• Formation & Transaction Support: Partner with our private fund formation and tax teams on live fund launches, and advise on the regulatory implications of adviser M&A, spin-outs, etc.
• SEC Examinations & Inquiries: Represent advisers through SEC examinations, document requests, and follow-up, using AI tools to move quickly through large productions on valuation, conflicts, fees and expenses, and marketing.
• Client Advisory: Partner with clients to demonstrate how AI-assisted workflows improve accuracy, transparency, and turnaround.
• Collaboration with Tech: Work closely with the technology teams to continue to make regulatory workflows even more efficient using AI.

Connaissances

Regulatory experience

US JD or equivalent

SEC examinations

Marketing Rule reviews

Drafting & communication

Tech applied to deals

Formation

JD or equivalent

Outils

AI platforms

Description du poste

Norm Law, the world's first AI-native full-service law firm, is seeking inquisitive and energetic lawyers looking to practice law and augment their careers with cutting-edge legal AI tools. As an Associate in our Investment Companies Practice, you will advise on formation, registration, compliance, and governance of registered investment companies, investment advisers and independent directors.

You will work with private fund formation, tax, and registered funds teams and access bespoke AI