Advisor Programs Lead — Wealth Management Operations

Stifel, Incorporated; St. Louis (MO); On-site; USD 65,000 - 90,000; Full time

Benefits offered by this job

Health insurance

401k

Paid time off

Wellness initiatives

Life insurance

Job summary

Stifel, Incorporated is seeking an Advisor Directed Programs Specialist II to support Financial Advisors and staff with program applications, model/strategy support, and account setup. You will work with the Program Manager, Compliance, Operations, and Marketing to ensure accurate information and efficient processes.

Responsibilities include maintaining documentation, monitoring advisor-driven programs, and resolving issues with operations and compliance while contributing to program

Qualifications

• Bachelor's degree in business or a related field is required.
• 3–5 years of investment advisory industry experience.
• Series 7, 63 and 65 within 6 months of hire (Series 66 in lieu of 63/65).

Responsibilities

• Provide day-to-day support of Financial Advisors and staff; assist with applications, model/strategy support and account set-up/maintenance.
• Collaborate with Program Manager on monitoring and analyzing Advisor Driven programs.
• Interface with Advisory Operations and Advisory Compliance to resolve account, fees, trading, and related items.
• Coordinate with Advisory Marketing to share program information with FAs and new hires.
• Maintain and review program procedures, ensuring proper documentation and opportunities for improvement.
• Maintain program documentation and files.

Skills

Investment knowledge

Asset allocation

Investment statistics

Industry knowledge

Logic reasoning

Customer service

Statistical analysis

Regulatory knowledge

Independence

Collaboration

Cost-benefit analysis

Education

Bachelor's in business or related field

Tools

Morningstar Direct

FactSet

Aladdin

Moxy

EIKON

Vestmark

Black Diamond

Tableau

Job description

Stifel, Incorporated is seeking an Advisor Directed Programs Specialist II to support Financial Advisors and staff with program applications, model/strategy support, and account setup. You will work with the Program Manager, Compliance, Operations, and Marketing to ensure accurate information and efficient processes.

Responsibilities include maintaining documentation, monitoring advisor-driven programs, and resolving issues with operations and compliance while contributing to program