Advertising Review & Compliance Lead

RiseMe; Indianapolis (IN); Hybrid; USD 90,000 - 130,000; Full time

Benefits offered by this job

Medical insurance

Dental insurance

Vision insurance

401(k) match

Pension plan

Life & disability insurance

Wellness program

Employee assistance program

Clinic access

Job summary

OneAmerica Financial is seeking an Advertising Review Manager to join our Corporate Compliance team. This role evaluates marketing materials to ensure compliance with company policies, state insurance rules, FINRA and SEC requirements, and provides guidance across multiple financial products.

The ideal candidate has a Bachelor's Degree, FINRA Series 7 and 24, and 6+ years in insurance or securities compliance, with strong cross-functional influence.

Qualifications

• Bachelor's Degree required.
• Ability to influence cross-functional stakeholders and drive accountability.
• Excellent written and verbal communication abilities.
• Experience in insurance, financial services, or a regulated industry preferred.

Responsibilities

• Provide comprehensive analysis and guidance on advertising laws, regs, and complex compliance issues while reviewing and approving marketing material in a variety of medias including print, websites, social media, and more.
• Evaluate compliance and business situations; communicate decisions to internal and external stakeholders, as well as management.
• Ensure consistent policies are established and followed to minimize risk of non-compliance with company policy, state rules and regulations, and FINRA and SEC mandates including maintenance of documented disclosures, DISCLAIMERS, and company policies, regarding communication with the public.
• Collaborate and consult with business partners to provide creative solutions, and strategic and operational recommendations for complex customer needs.
• Ensure FINRA advertising filings are completed when necessary.
• Build and maintain strong relationships with senior management, business partners, regulators, and key internal and external stakeholders.
• Perform other job-related duties or special projects as required.

Education

Bachelor's Degree

Job description

OneAmerica Financial is seeking an Advertising Review Manager to join our Corporate Compliance team. This role evaluates marketing materials to ensure compliance with company policies, state insurance rules, FINRA and SEC requirements, and provides guidance across multiple financial products.

The ideal candidate has a Bachelor's Degree, FINRA Series 7 and 24, and 6+ years in insurance or securities compliance, with strong cross-functional influence.