Senior Advertising Compliance Lead

Triwill Group; Northern (KY); Hybrid; USD 120,000 - 160,000; Full time

Job summary

Triwill Group in the United States seeks a Senior Advertising Supervision Principal to review and approve advertising and marketing communications for financial advisors and internal teams, ensuring regulatory compliance. You will apply your knowledge of financial services regulations to evaluate materials, provide clear guidance, and help stakeholders navigate compliance requirements.

This role involves regulatory inquiries, branch examinations, policy updates, and training initiatives in a

Qualifications

• Experience reviewing advertising materials for compliance.
• Strong knowledge of financial services regulations.
• Ability to communicate guidance clearly to advisers.
• Experience supporting regulatory inquiries and examinations.

Responsibilities

• Review and approve advertising and marketing communications.
• Evaluate materials for regulatory compliance.
• Provide clear guidance to stakeholders navigating regulatory requirements.
• Support regulatory inquiries, branch examinations, policy updates, and training initiatives.
• Balance multiple priorities in a fast-paced environment.

Skills

Regulatory expertise

Financial regulations

Compliance guidance

Stakeholder communication

Education

Bachelor's degree in finance/law

Tools

Policy management tools

Job description

Triwill Group in the United States seeks a Senior Advertising Supervision Principal to review and approve advertising and marketing communications for financial advisors and internal teams, ensuring regulatory compliance. You will apply your knowledge of financial services regulations to evaluate materials, provide clear guidance, and help stakeholders navigate compliance requirements.

This role involves regulatory inquiries, branch examinations, policy updates, and training initiatives in a