Compliance Associate: Marketing & Advertising Review

Cyperus Group LLC; New York (NY); On-site; USD 100,000 - 155,000; Full time

Job summary

A prominent Investment Management firm in NYC is seeking a Compliance Associate. The ideal candidate will possess 3-5+ years of experience in Financial Services Compliance, specifically with Advertising & Marketing materials. Required qualifications include a college degree and Series 7 & 24 licenses. This full-time role offers a competitive salary range of $100,000-$155,000 annually along with an annual bonus.

Qualifications

• 3-5+ years of experience in Financial Services Industry or Compliance.
• Experience with Advertising & Marketing materials Compliance review required.
• Series 7 & 24 licenses are mandatory.

Responsibilities

• Develop and maintain guidelines for marketing and advertising materials review.
• Act as the internal expert on industry regulations related to sales and marketing.
• Review and approve advertising and sales materials.
• Create best practices for reviewing communication initiatives.
• Participate in special projects for marketing and sales literature review.

Skills

Financial Services Industry Compliance

Advertising & Marketing Compliance Review

Regulatory Knowledge

Analytical Skills

Education

College degree

Job description

A prominent Investment Management firm in NYC is seeking a Compliance Associate. The ideal candidate will possess 3-5+ years of experience in Financial Services Compliance, specifically with Advertising & Marketing materials. Required qualifications include a college degree and Series 7 & 24 licenses. This full-time role offers a competitive salary range of $100,000-$155,000 annually along with an annual bonus.