Advertising Compliance Analyst — Finra & Crypto

moomoo; Jersey City (NJ); Presencial; USD 100.000 - 120.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Medical benefits

401k employer match

Paid time off

Discretionary bonus plan

Descripción de la vacante

Futu US Inc. is seeking a Digital Advertising Compliance Analyst to ensure advertising, marketing materials, digital campaigns, and public communications meet regulatory standards.

In this role, you will work with Marketing and stakeholders to review communications, identify risks, and provide practical guidance that supports compliant, accurate investor communications while maintaining independence.

Formación

• Review and approve retail communications per regulatory standards.
• Identify regulatory risks in digital campaigns and disclosures.
• Document compliance decisions and provide actionable guidance.

Responsabilidades

• Review and approve retail communications across digital channels within authority.
• Evaluate against FINRA Rule 2210, SEC requirements, state regs, firm policies.
• Identify misleading or under‑disclosed statements and ensure sufficient disclosures.
• Maintain documentation of reviews, decisions, and supporting evidence.
• Support regulatory examinations and audit requests.

Conocimientos

Regulatory review

Risk assessment

Documentation

Stakeholder communication

Herramientas

Red Oak

Smarsh

Descripción del empleo

Futu US Inc. is seeking a Digital Advertising Compliance Analyst to ensure advertising, marketing materials, digital campaigns, and public communications meet regulatory standards.

In this role, you will work with Marketing and stakeholders to review communications, identify risks, and provide practical guidance that supports compliant, accurate investor communications while maintaining independence.