Digital Advertising Compliance Analyst (Broker-Dealer & Crypto)

Futu Holdings Limited; Dallas (TX); On-site; USD 100,000 - 120,000; Full time

Benefits offered by this job

Medical benefits

401k match

Paid time off

Professional growth

Bonuses

Job summary

Futu US Inc. is seeking a Digital Advertising Compliance Analyst in Dallas, TX or Jersey City, NJ. You will ensure retail advertising and digital campaigns meet FINRA/SEC requirements and internal standards, reviewing and guiding investor communications.

The role combines regulatory review, social media surveillance, and audit support. Strong knowledge of broker-dealer and crypto advertising regulations is essential, with capacity to manage high-volume reviews.

Qualifications

• 3–5 years of broker-dealer compliance experience, including advertising/review
• Strong knowledge of FINRA Rule 2210 and SEC requirements
• Experience evaluating digital marketing content, social media, disclosures, and promotional claims
• Ability to document decisions, revise content, and escalate regulatory concerns
• Experience improving advertising review workflows and reporting

Responsibilities

• Review and approve retail communications across digital channels within authority
• Evaluate against FINRA 2210, SEC requirements, state regs and firm policies
• Identify misleading or unsubstantiated statements and improve disclosures and risk presentations
• Provide actionable feedback to Marketing while maintaining regulatory independence
• Maintain documentation of reviews, decisions, and supporting evidence

Skills

Regulatory compliance

Advertising review

Regulatory communications

Education

FINRA licenses - Series 7 & 24

Series 4 (preferred)

Tools

Red Oak

Smarsh

Job description

Futu US Inc. is seeking a Digital Advertising Compliance Analyst in Dallas, TX or Jersey City, NJ. You will ensure retail advertising and digital campaigns meet FINRA/SEC requirements and internal standards, reviewing and guiding investor communications.

The role combines regulatory review, social media surveillance, and audit support. Strong knowledge of broker-dealer and crypto advertising regulations is essential, with capacity to manage high-volume reviews.