VP, Global Markets Compliance & Advisory

SMBC Group; Singapore; On-site; SGD 100,000 - 170,000; Full time

Job summary

SMBC Group is seeking a Markets Compliance professional to serve as a regulatory advisory partner for Global Markets and Treasury APAC. The role involves advising on regulatory requirements, reviewing products and client communications, and maintaining compliance policies.

The candidate should have a university degree or higher with strong analytical and stakeholder-management skills, and the ability to work under pressure in a team-oriented environment.

Qualifications

• University degree or higher.
• Experience in compliance, regulatory advisory, risk management, or related fields is essential.
• Strong knowledge of Singapore regulatory requirements and MAS frameworks.
• Experience advising front office stakeholders and translating regulations into practical guidance.
• Excellent analytical, drafting, and stakeholder management skills.
• Ability to manage multiple priorities and work under time pressure.
• Collaborative, team-oriented mindset with high integrity.

Responsibilities

• Provide day-to-day compliance advice to Global Markets and Treasury APAC stakeholders.
• Support reviews of new products, transactions, and marketing materials from a compliance perspective.
• Advise on regulatory requirements related to activities, investor classification, suitability, and cross-border marketing.
• Review and maintain markets-related compliance policies and procedures.
• Assist in monitoring, testing, and thematic reviews of markets compliance risks.
• Track regulatory developments and assess impact on markets activities and controls.
• Support governance forums, regulatory submissions, and compliance dashboards.

Skills

Regulatory compliance

Stakeholder management

Analytical skills

Drafting

Front office advisory

Time management

Team collaboration

Integrity

Education

University degree or higher

Job description

SMBC Group is seeking a Markets Compliance professional to serve as a regulatory advisory partner for Global Markets and Treasury APAC. The role involves advising on regulatory requirements, reviewing products and client communications, and maintaining compliance policies.

The candidate should have a university degree or higher with strong analytical and stakeholder-management skills, and the ability to work under pressure in a team-oriented environment.