Compliance Advisory VP/Director

danos group; Singapore; On-site; SGD 180,000 - 300,000; Full time

Job summary

Danos Group in Singapore is seeking a VP/Director-level Compliance professional to join its regional Compliance team. This senior, business-facing advisory role focuses on regulatory matters and partnering with the business across Asia.

You will provide practical regulatory advice across Asia, covering Singapore and Hong Kong, support new products and initiatives, and oversee regulatory inspections and filings. Strong communication and 10+ years in compliance required.

Qualifications

• 10+ years of relevant Compliance experience.
• Strong business-facing regulatory advisory experience.
• Experience in financial services is preferred.
• Knowledge of Singapore regulatory requirements; Hong Kong exposure is advantageous.
• Excellent communication and stakeholder management skills.

Responsibilities

• Provide practical compliance and regulatory advice to senior stakeholders and business teams across Asia.
• Advise on regulatory requirements for Singapore, Hong Kong and other Asian jurisdictions.
• Support new products, business initiatives and evolving regulatory requirements.
• Provide advice on cross-border activities, licensing and business conduct.
• Review marketing and client-facing materials from a regulatory perspective.
• Monitor regulatory developments and translate them into policies and controls.
• Review trading and conduct-related matters, including market abuse and conflicts of interest.
• Support regulatory inspections, audits, licensing matters and filings.
• Participate in regional and global compliance projects.

Job description

We are working with a leading global financial institution to identify a VP/Director-level Compliance professional to join its regional Compliance team in Singapore.

This is a senior, business-facing compliance advisory opportunity within the regional Compliance function of a leading global financial institution. The key focus is strong regulatory advisory capability and the ability to partner effectively with the business.

What you’ll be doing

• Provide practical compliance and regulatory advice to senior stakeholders and business teams across Asia
• Advise on regulatory requirements covering Singapore, Hong Kong and other Asian jurisdictions
• Support new products, business initiatives and evolving regulatory requirements
• Provide advice on cross-border activities, client/product offerings, licensing and business conduct
• Review marketing and client-facing materials from a regulatory perspective
• Monitor regulatory developments and translate them into practical policies, procedures and controls
• Review and advise on trading and conduct-related matters, including market abuse, fair allocation, cross-trades and conflicts of interest
• Support regulatory inspections, audits, licensing matters and regulatory filings
• Participate in regional and global compliance projects

What we’re looking for

• 10+ years of relevant Compliance experience
• Strong business-facing regulatory advisory experience is essential
• Candidates with relevant experience within the financial services sector are encouraged to apply.
• Strong knowledge of Singapore regulatory requirements; Hong Kong exposure would be advantageous
• Experience advising business stakeholders on complex regulatory and compliance matters
• Strong understanding of financial services products, business activities and regulatory risks
• Excellent communication and stakeholder management skills
• Degree in Law, Business, Finance, Accounting or a related discipline