Senior Regulatory Risk Associate – Wealth Management

DBS Bank Ltd; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

DBS Bank Ltd in Singapore is seeking an Associate/Senior Associate in Regulatory Risk Management within the Wealth Management COO Office. You will execute, operate and continuously enhance regulatory risk management processes to ensure compliance with EAM/BI governance, FATCA/CRS/QI/GST, and related regulatory requirements.

You will support onboarding, data processing, governance secretariat duties, and regional alignment while coordinating with Front Office, Operations and other stakeholders to

Qualifications

• Bachelor’s degree in Banking, Finance, Accounting or a related field.
• 6–8 years of regulatory risk management, compliance or governance experience in financial services.
• Wealth Management processes experience preferred.
• Strong attention to detail with ability to execute regulatory and operational processes and controls accurately.
• Risk- and control-minded with awareness of audit requirements.
• Proficient in PowerPoint and Excel for reporting and presentations.

Responsibilities

• Execute EAM/BI onboarding, name screening, periodic reviews, and terminations, including due diligence and documentation checks.
• Ensure accurate and timely completion of EAM/BI retrocession processing.
• Act as secretariat to the EAM/BI Committee, including preparation and coordination of governance materials.
• Execute day-to-day FATCA/CRS/QI/GST/reference data processes and controls with traceability.
• Support regulatory change implementation, attestations, issue remediation and coordination with Front Office, Operations and other stakeholders.
• Translate regulatory or process requirements into operational procedures, SOP updates and training materials.
• Coordinate regional alignment with local governance expectations.
• Support internal and external audit inspections and BCM attestation preparation.

Skills

Regulatory risk management

Regulatory compliance

Governance

Stakeholder management

PowerPoint

Excel

Attention to detail

Change management

Education

Bachelor’s degree in Banking, Finance, Accounting or related field

Tools

PowerPoint

Excel

Job description

DBS Bank Ltd in Singapore is seeking an Associate/Senior Associate in Regulatory Risk Management within the Wealth Management COO Office. You will execute, operate and continuously enhance regulatory risk management processes to ensure compliance with EAM/BI governance, FATCA/CRS/QI/GST, and related regulatory requirements.

You will support onboarding, data processing, governance secretariat duties, and regional alignment while coordinating with Front Office, Operations and other stakeholders to