Senior Regulatory Compliance & Internal Audit Lead

OPTIONALITY COMPLIANCE PTE. LTD.; Singapore; On-site; SGD 78,000 - 100,000; Full time

Job summary

OPTIONALITY COMPLIANCE PTE. LTD. is a Singapore-based regulatory compliance advisory firm seeking an experienced Regulatory Compliance & Internal Audit Manager.

The role focuses on regulatory documentation, compliance reviews and internal audits across a diverse client portfolio in Singapore and Hong Kong. The successful candidate will independently manage scoping to delivery, demonstrating technical analysis, report quality and client communication excellence.

Qualifications

• Approximately 7-10 years of relevant professional experience in financial-services compliance, regulatory advisory, risk management or internal audit.

Responsibilities

• Draft, review and update regulatory manuals, policies, procedures and internal controls for financial-services clients.
• Prepare regulatory gap analyses, compliance assessments and advisory memoranda.
• Research MAS, SFC and other regulatory requirements and translate them into practical policies and controls.
• Plan and execute risk-based internal audits and compliance reviews for regulated institutions.
• Draft and finalize internal audit reports with findings, risk ratings and management responses.
• Manage client engagements and communicate regulatory findings with senior management.
• Develop standardized templates and improve documentation quality, using AI-assisted tools while ensuring accuracy.

Skills

Regulatory compliance

Internal audit

Regulatory reporting

Client management

English writing

Regulatory research

Education

CIA/CAMS/ICA/CPA (preferred)

Tools

AI-assisted drafting

Job description

OPTIONALITY COMPLIANCE PTE. LTD. is a Singapore-based regulatory compliance advisory firm seeking an experienced Regulatory Compliance & Internal Audit Manager.

The role focuses on regulatory documentation, compliance reviews and internal audits across a diverse client portfolio in Singapore and Hong Kong. The successful candidate will independently manage scoping to delivery, demonstrating technical analysis, report quality and client communication excellence.