Senior Market Regulation & Compliance Analyst

Abaxx Technologies Inc.; Singapore; Vor Ort; SGD 90.000 - 130.000; Vollzeit

Zusammenfassung

Abaxx Technologies Inc. is seeking a member to join the Market Regulation Team to oversee membership onboarding, member supervision, market surveillance and regulatory compliance across the Exchange and Clearing House.

You will implement policies, conduct due diligence on applicants, review submissions, perform on-site inspections, monitor surveillance alerts, and liaise with MAS and internal teams to ensure robust compliance and governance in Singapore.

Qualifikationen

• Degree in Finance, Accounting, Business, or related discipline
• 3–5 years in capital markets or brokerages/exchanges
• Experience in trade surveillance or compliance is advantageous
• Familiar with Securities and Futures Act and MAS regulations

Aufgaben

• Implement policies under Market Regulation relating to onboarding, supervision, surveillance, AML and compliance
• Conduct due diligence on new membership applicants and draft approval memos
• Review member submissions, perform periodic on-site inspections, support disciplinary processes
• Review market surveillance alerts and refine surveillance processes and systems
• Monitor regulatory compliance and liaise with MAS and internal stakeholders; provide regulatory advisory and training

Kenntnisse

Problem solving

Data analysis

Verbal communication

Written communication

Planning and presentation

Ausbildung

Finance/Accounting/Business degree

Jobbeschreibung

Abaxx Technologies Inc. is seeking a member to join the Market Regulation Team to oversee membership onboarding, member supervision, market surveillance and regulatory compliance across the Exchange and Clearing House.

You will implement policies, conduct due diligence on applicants, review submissions, perform on-site inspections, monitor surveillance alerts, and liaise with MAS and internal teams to ensure robust compliance and governance in Singapore.