Senior Compliance & Risk Specialist

CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD.; Singapore; On-site; SGD 70,000 - 95,000; Full time

Job summary

CGS International Securities Singapore Pte. Ltd. is seeking a seasoned Compliance professional to oversee reviews, control governance, and risk management across the business unit.

You will coordinate RCSA, CET, and KRI monitoring while maintaining audit-ready evidence and supporting documentation. Responsibilities include overseeing access controls, BCP testing, and remediation follow-ups, as well as managing trade surveillance activities and regulatory inquiries related to trading activities.

Qualifications

• Proficient in English and able to communicate clearly.
• Min. 3 years of relevant experience preferred.
• Bachelor's Degree in a related field or equivalent.
• Familiar with SFA, SGX-ST Rules and SGX-DT Rules.
• Strong understanding of laws, regulations and industry standards.

Responsibilities

• Conduct periodic compliance reviews and document findings.
• Document findings, track remediation actions, and maintain evidence.
• Coordinate RCSA, CET, and KRI monitoring and ensure audit readiness.
• Oversee user access reviews, shared drive reviews, and BCP testing.
• Review compliance matrices and remediation actions across units.
• Support staff trading reviews and restricted/watch list administration.
• Perform trade surveillance reviews and investigations into market misconduct.
• Review escalations from AML and business units regarding trading activities.
• Handle regulatory inquiries and information requests related to trading.
• Facilitate regulatory notifications, including SGX direct business notices.

Skills

English proficiency

Regulatory knowledge

MS Office

Analytical thinking

Communication

Independent and proactive

Multitasking

Education

Bachelor's Degree

Tools

None

Job description

CGS International Securities Singapore Pte. Ltd. is seeking a seasoned Compliance professional to oversee reviews, control governance, and risk management across the business unit.

You will coordinate RCSA, CET, and KRI monitoring while maintaining audit-ready evidence and supporting documentation. Responsibilities include overseeing access controls, BCP testing, and remediation follow-ups, as well as managing trade surveillance activities and regulatory inquiries related to trading activities.