Senior Compliance & Risk Control Lead, Wealth Management

UBS; Singapore; On-site; SGD 140,000 - 190,000; Full time

Job summary

UBS is seeking a seasoned C&ORC professional to join the Global Wealth Management Compliance & Operational Risk Control team in Singapore. The role focuses on delivering high-quality regulatory guidance, approvals, and risk assessments to business and support functions within Wealth Management.

You will monitor regulatory changes, support implementation, maintain local policies, and drive training programs while collaborating with regional and global teams to ensure robust risk controls and

Qualifications

• More than 8 years of relevant experience in Legal, Compliance, regulatory or audit within Wealth Management.
• Working knowledge of banking and securities laws, regulations, directives and expectations.
• Knowledge of WM products and service offering.
• Strong communication and engagement skills, with ability to handle contentious issues effectively.
• Extensive team and people management experience.

Responsibilities

• Provide high quality C&ORC advice to Business and Support functions on internal policies, laws and regulations.
• Provide C&ORC reviews, sign-offs and approvals where processes require.
• Analyze regulatory changes and support the business on implementation.
• Review and update Compliance Manual and local policies/procedures.
• Carry out ad-hoc reviews from Global Functions, Regulators or business units.
• Participate in ad-hoc projects as the C&ORC representative.
• Conduct investigations into escalated matters.
• Design and deliver compliance training and materials, including induction and quarterly trainings.

Skills

Compliance knowledge

Stakeholder engagement

Communication skills

Leadership / people management

MS Office

Job description

UBS is seeking a seasoned C&ORC professional to join the Global Wealth Management Compliance & Operational Risk Control team in Singapore. The role focuses on delivering high-quality regulatory guidance, approvals, and risk assessments to business and support functions within Wealth Management.

You will monitor regulatory changes, support implementation, maintain local policies, and drive training programs while collaborating with regional and global teams to ensure robust risk controls and