Trade Surveillance Analyst: Market Integrity & Compliance

CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD.; Singapore; On-site; SGD 70,000 - 110,000; Full time

Job summary

CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD. is seeking a detail-oriented Compliance Officer, Trade Surveillance to safeguard market integrity by monitoring trading activities, reviewing alerts, and supporting regulatory enquiries.

The role offers exposure to Singapore's markets working with Compliance, AML, Front Office, Operations, and regulators. The candidate will develop expertise in market conduct surveillance, market abuse detection, and regulatory compliance within a fast-paced

Qualifications

• Diploma or degree in finance, business, economics, accounting, or related fields.

Responsibilities

• Monitor trading activities using Nasdaq SMARTS surveillance.
• Review and investigate surveillance alerts for market misconduct.
• Analyze trading patterns and client behaviour to assess risk.
• Document findings and provide clear recommendations.
• Support regulatory reviews and enforcement investigations.
• Prepare investigation summaries and escalation papers.
• Maintain records and meet required timelines.
• Contribute to policy updates and surveillance framework enhancements.

Skills

Analytical

Investigative

Problem solving

Attention to detail

Stakeholder mgmt

Communication

Education

Diploma or Degree in Finance, Business, Economics, Accounting, or a related field

Tools

Nasdaq SMARTS

Actimize

Microsoft Excel

Job description

CGS INTERNATIONAL SECURITIES SINGAPORE PTE. LTD. is seeking a detail-oriented Compliance Officer, Trade Surveillance to safeguard market integrity by monitoring trading activities, reviewing alerts, and supporting regulatory enquiries.

The role offers exposure to Singapore's markets working with Compliance, AML, Front Office, Operations, and regulators. The candidate will develop expertise in market conduct surveillance, market abuse detection, and regulatory compliance within a fast-paced