Senior C&ORC Regulatory Lead – Wealth Management

UBS AG; Singapore; Presencial; SGD 120.000 - 180.000; Jornada completa

Descripción de la vacante

UBS is seeking a Regulatory Management Specialist in Singapore to provide high-quality C&ORC advice to Business and Support functions on applicable internal policies, laws and regulations. The role is based in Singapore within WM Compliance & Operational Risk Control, with responsibilities across reviews, approvals and policy updates.

The candidate will analyze regulatory changes, support implementation, and contribute to ongoing compliance manual updates while delivering training materials and

Formación

• More than 5 years of relevant experience either within a Legal, Compliance, regulatory or audit function pertaining to Wealth Management.
• Working knowledge of banking and securities laws, regulations, directives and expectations
• Knowledge of WM products and service offering
• Strong communication and engagement skills, with an ability to deal with potentially contentious issues effectively
• Extensive team & people management experience
• You’re curious to explore how AI can improve how we build, deliver and optimize workflows. You do this with sound judgment - validating outputs and aligning with policies, risk standards and ethical use

Responsabilidades

• Provide high quality C&ORC advice to Business and Support functions on applicable internal policies, laws and regulations
• Provide C&ORC reviews / sign-offs / approvals where processes require
• Provide high level analysis on changes to regulations and provide support to the Business on implementation
• Be responsible for ongoing review and update of Compliance Manual and other relevant local policies/procedures
• Carry out any ad-hoc reviews that arise from Global Functions, Business / Support functions, regulators or when required
• Participate in ad-hoc projects as the C&ORC representative
• Perform ad hoc investigations into matters or issues that are escalated to C&ORC
• Design and delivery of compliance training and / or materials – including induction and quarterly black belt trainings.

Conocimientos

Regulatory compliance

Banking regs

Wealth management

Communication

People management

AI in workflows

Descripción del empleo

UBS is seeking a Regulatory Management Specialist in Singapore to provide high-quality C&ORC advice to Business and Support functions on applicable internal policies, laws and regulations. The role is based in Singapore within WM Compliance & Operational Risk Control, with responsibilities across reviews, approvals and policy updates.

The candidate will analyze regulatory changes, support implementation, and contribute to ongoing compliance manual updates while delivering training materials and