Compliance Manager – Securities & Futures Trading

KGI Singapore; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

KGI Singapore seeks an Associate/Manager in Compliance to oversee regulatory advisory and surveillance within Singapore's financial market. The role emphasizes adherence to securities and futures laws, with responsibilities spanning advisory, surveillance, auditing, and policy updates.

The incumbent will engage with regulators and internal teams, deliver staff training, and ensure ongoing compliance programs align with SFA, FAA, and SGX-ST rules. This is a full-time on-site position in Singapore.

Qualifications

• Degree holder with strong regulatory know-how.
• Experience in financial markets compliance.
• Strong analytical and communication skills.
• Ability to organize and manage multiple priorities.

Responsibilities

• Provide compliance advisory to front and back-office operations.
• Conduct trade surveillance, AML reviews, and internal testing.
• Develop and maintain compliance programs, self-assessment questionnaires, and updated policies.
• Liaise with regulators and Head Office on reporting and findings.
• Train staff on regulatory requirements and internal policies.

Skills

Regulatory advisory

Trade surveillance

AML reviews

Policy development

Education

Bachelor's degree

Job description

KGI Singapore seeks an Associate/Manager in Compliance to oversee regulatory advisory and surveillance within Singapore's financial market. The role emphasizes adherence to securities and futures laws, with responsibilities spanning advisory, surveillance, auditing, and policy updates.

The incumbent will engage with regulators and internal teams, deliver staff training, and ensure ongoing compliance programs align with SFA, FAA, and SGX-ST rules. This is a full-time on-site position in Singapore.