Senior Associate, Compliance Consulting

Kroll, LLC.; Singapore; On-site; SGD 120,000 - 190,000; Full time

Job summary

Kroll’s Compliance Consulting practice helps clients set up firms, obtain initial authorization, and maintain ongoing compliance to navigate MAS regulations in Singapore.

You will support day-to-day development and maintenance of compliance programs, draft manuals, monitor adherence, and draft regulatory reports for a portfolio of alternative asset managers regulated by MAS. Strong communication and client-facing skills are essential.

Qualifications

• Excellent written and verbal communication skills to represent diverse communities.
• Experience working with diverse teams and stakeholders.
• Client facing, solutions oriented and regulatory advisory capabilities.
• Detailed understanding of MAS rules and regulations would be useful.

Responsibilities

• Provide day-to-day support in development, implementation and maintenance of compliance programs for a portfolio of registered investment advisers including but not limited to MAS-related tasks.
• Develop and implement compliance policies and procedures communicated to clients.
• Draft compliance manuals and other documentation for clients and establish compliance infrastructure.
• Undertake periodic compliance monitoring reviews at client premises and produce monitoring reports.
• Draft regulatory reports and provide ad hoc regulatory advice.
• Keep clients updated on regulatory changes and developments.

Skills

Strong communication

Client facing

Diverse teams

Solutions oriented

Education

Bachelor’s Degree

Job description

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape.

At Kroll, your work will help deliver clarity to our clients’ most complex governance, risk, and transparency challenges.

Provide day-to-day support in the development, implementation and maintenance of compliance programs for a portfolio of registered investment advisers, including but not limited to:

Development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to client, in accordance with the Firm’s regulatory requirements

Drafting compliance manuals and other compliance documentation for clients

Establishing and maintaining the compliance infrastructure for clients

Undertaking periodic compliance monitoring reviews at client premises

Writing compliance monitoring reports

Drafting and/or reviewing regulatory reports and returns

Providing ad hoc regulatory advice and solutions

Updating clients on regulatory change

REQUIREMENTS:

Bachelor’s Degree required

Excellent written and verbal communication skills that help represent diverse communities

Experience working with diverse teams

Minimum 4+ years of experience with an exposure to compliance and alternative asset management industry

Proven compliance experience supporting or advising Licensed Fund Management Companies (LFMCs), hedge funds, private equity, venture capital, real estate, or other alternative asset managers regulated by the Monetary Authority of Singapore (MAS).

Experience gained within a compliance consultancy, regulatory advisory practice, fund services provider, or an MAS-regulated fund management firm is highly preferred.

Detailed understanding of MAS rules and regulations

Client facing, solutions focused skills

Legal or audit background would be useful

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.