Compliance officer / Manager

INTIME COMPLIANCE PTE. LTD.; Singapore; Presencial; SGD 120.000 - 180.000; Jornada completa

Descripción de la vacante

INTIME COMPLIANCE PTE. LTD. is seeking an experienced regulatory compliance professional in Singapore to lead client engagements for boutique financial institutions, external asset managers and brokers.

The role emphasizes delivering practical compliance guidance and independent assessments. You will oversee CDD, draft advisory reports, review MAS quarterly filings, and support AML/CFT measures, audits and licensing applications.

Formación

• Experience: Minimum 5+ years of experience in regulatory compliance, audit firms, or financial institutions.
• Education: Bachelor’s degree in Accountancy, Finance, Banking, Business, or Law.
• Certifications / Skills: Strong command of English; accounting background for MAS quarterly returns; optional credentials such as ICA, ACAMS.

Responsabilidades

• Client Management: Manage compliance obligations for boutique financial institutions, external asset managers, and brokers (AI).
• Compliance Advisory: Manage and address senior management’s compliance queries, assist with employee compliance queries and provide guidance on implementation of compliance tasks or frameworks. Provide independent compliance advice or assessment to financial institutions to assess and document their compliance operations and requirements.
• Regulatory Compliance: Handle customer due diligence (CDD), draft advisory reports, and review MAS (Monetary Authority of Singapore) regulatory returns and quarterly filings and surveys. Update clients on regulatory development and propose implementation.
• Frameworks & Audits: Support internal audit functions, licensing applications (e.g., under the Securities and Futures Act or Financial Advisers Act), and AML/CFT measures.
• Business Development: To understand prospect’s compliance needs and to recommend company solutions that meet and address those needs.

Conocimientos

English proficiency

MAS quarterly returns

ICA credential

ACAMS credential

Educación

Bachelor's degree in Accountancy, Finance, Banking, Business, or Law

Descripción del empleo

Key Role Responsibilities

• Client Management: Manage compliance obligations for boutique financial institutions, external asset managers, and brokers (AI).

• Compliance Advisory: Manage and address senior management’s compliance queries, assist with employee compliance queries and provide guidance on implementation of compliance tasks or frameworks. Provide independent compliance advice or assessment to financial institutions to assess and document their compliance operations and requirements.

• Regulatory Compliance: Handle customer due diligence (CDD), draft advisory reports, and review MAS (Monetary Authority of Singapore) regulatory returns and quarterly filings and surveys. Update clients on regulatory development and propose implementation.

• Frameworks & Audits: Support internal audit functions, licensing applications (e.g., under the Securities and Futures Act or Financial Advisers Act), and AML/CFT measures.

• Business Development: To understand prospect’s compliance needs and to recommend company solutions that meet and address those needs.

Requirements

• Experience: Minimum 5+ years of experience in regulatory compliance, audit firms, or financial institutions. Experience working at compliance consultancy firms highly advantageous.

• Education: Bachelor’s degree in Accountancy, Finance, Banking, Business, or Law.

• Certifications /Skills: Strong command of English; accounting background for MAS quarterly returns; optional credentials such as ICA, ACAMS.