Compliance Officer / Manager

ALLSHORES FIDUCIARY SERVICES PTE. LTD.; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

ALLSHORES FIDUCIARY SERVICES PTE. LTD. seeks an experienced regulatory compliance professional to manage obligations for boutique financial institutions and asset managers. You will address senior management queries, advise on compliance tasks, and document MAS regulatory returns and quarterly filings.

You will support internal audits, licensing applications, and AML/CFT measures while identifying client needs and proposing compliant solutions.

Qualifications

• Minimum 5+ years of experience in regulatory compliance, audit firms, or financial institutions.
• Experience working at compliance consultancy firms highly advantageous.
• Strong command of English; accounting background for MAS quarterly returns; optional credentials such as ICA, ACAMS.

Responsibilities

• Manage compliance obligations for boutique financial institutions, external asset managers, and brokers (AI).
• Manage and address senior management’s compliance queries, assist with employee compliance queries and provide guidance on implementation of compliance tasks or frameworks.
• Handle MAS regulatory returns, quarterly filings and surveys, and draft advisory reports.
• Update clients on regulatory development and propose implementation.
• Support internal audits and licensing applications under relevant acts; AML/CFT measures.

Skills

English proficiency

MAS returns accounting background

ICA/ACAMS (optional)

Education

Bachelor’s degree in Accountancy, Finance, Banking, Business, or Law

Job description

Key Role Responsibilities

• Client Management:

  Manage compliance obligations for boutique financial institutions, external asset managers, and brokers (AI).

• Compliance Advisory:

  Manage and address senior management’s compliance queries, assist with employee compliance queries and provide guidance on implementation of compliance tasks or frameworks.

  Provide independent compliance advice or assessment to financial institutions to assess and document their compliance operations and requirements.

• Regulatory Compliance:

  Handle customer due diligence (CDD), draft advisory reports, and review MAS (Monetary Authority of Singapore) regulatory returns and quarterly filings and surveys.

  Update clients on regulatory development and propose implementation.

• Frameworks & Audits:

  Support internal audit functions, licensing applications (e.g., under the Securities and Futures Act or Financial Advisers Act), and AML/CFT measures.

• Business Development:

  To understand prospect’s compliance needs and to recommend company solutions that meet and address those needs.

Requirements

• Experience:

  Minimum 5+ years of experience in regulatory compliance, audit firms, or financial institutions.

  Experience working at compliance consultancy firms highly advantageous.

• Education:

  Bachelor’s degree in Accountancy, Finance, Banking, Business, or Law.

• Certifications /Skills:

  Strong command of English; accounting background for MAS quarterly returns; optional credentials such as ICA, ACAMS.