Analyst, Compliance Consulting

Kroll, LLC.; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

Kroll’s Compliance Consulting practice is seeking an Analyst to support clients in regulatory setup, licensing and ongoing compliance across APAC. You’ll manage client relationships, draft compliance documentation and help build robust compliance infrastructures.

Ideal candidates have 2-3 years in compliance within the alternative asset management space, with MAS rules knowledge and strong time management under pressure. This role offers a pathway to develop in a global risk advisory firm.

Qualifications

• Minimum of 2-3 years of experience with exposure to compliance and the alternative asset management industry.
• Detailed understanding of MAS rules, regulations and guidelines for Capital Market Services License holders, especially Fund Management Companies.
• Good understanding of the financial services industry, particularly the alternative asset management sector.
• Ability to work under time pressure and manage multiple tasks effectively.
• Financial Services or Asset and Wealth Management audit background would be useful.

Responsibilities

• Responsible for managing a portfolio of alternative investment client relationships to ensure regulatory compliance.
• Drafting compliance manuals and other compliance documentation for clients.
• Establishing and maintaining the compliance infrastructure for clients.
• Undertaking periodic compliance monitoring reviews at client premises.
• Prepare and refine audit procedures for audits across APAC.
• Execute audit procedures to assess and improve internal controls.
• Prepare written audit reports with issues and recommendations.
• Drafting and/or reviewing regulatory reports and returns.
• Time management and ability to work under pressure on client projects.

Skills

Compliance knowledge

Regulatory reporting

Audit procedures

Risk assessment

Time management

Job description

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As an Analyst you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business.

Day-to-day responsibilities:

• Responsible for managing a portfolio of alternative investment client relationships to ensure they comply with their regulatory requirements
• Drafting compliance manuals and other compliance documentation for clients
• Establishing and maintaining the compliance infrastructure for clients
• Undertaking periodic compliance monitoring reviews at client premises
• Prepare and refine audit procedures for the conduct of audit engagements/projects across APAC
• Execute audit procedures to assess, design and operating effectiveness of internal controls
• Prepare written audit reports by drafting audit issues and recommendations on the review results of audit engagements/projects
• Drafting and/or reviewing regulatory reports and returns
• Minimum of 2-3 years of experience with an exposure to compliance and alternative asset management industry
• Detailed understanding of MAS rules, regulations and guidelines for Capital Market Services License holder especially Fund Management Companies
• Good understanding of the financial services industry in particular the alternative asset management
• Time management and ability to work under pressure
• Financial Services or Asset and Wealth Management audit background would be useful

About Kroll

Join the global leader in risk and financial advisory solutions-Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll.

Kroll is committed to equal opportunity and diversity, and recruits people based on merit.

In order to be considered for a position, you must formally apply via careers.kroll.com .