Sales Advisory, Compliance Executive (1 year contract) #NKC

RECRUIT EXPRESS PTE LTD; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

RECRUIT EXPRESS PTE LTD is seeking an experienced Auditor/Compliance professional to perform independent checks in line with regulatory frameworks and internal policies, reviewing customer documentation, client feedback, and sales practices.

You will monitor audit results, support root cause analysis and remediation, review customer complaints, train new staff on audit processes, and keep checks updated with regulatory changes, contributing to process improvements including automation and

Qualifications

• Independent checks in line with regulatory frameworks and internal policies.
• Review customer documentation, client feedback, and sales practice assessments.
• Monitor audit results and support root cause analysis and remediation actions.
• Review customer complaints related to sales activities and ensure proper assessment and documentation.
• Support training and guidance for new staff on audit processes and compliance requirements.
• Keep audit checks and procedures updated in line with regulatory and policy changes.
• Contribute to process improvement initiatives, including automation and digitalisation of audit workflows.

Responsibilities

• Perform independent checks in line with regulatory frameworks and internal policies, including customer documentation reviews, client feedback, and sales practice assessments
• Monitor audit results, identify recurring issues, and support root cause analysis and remediation actions
• Review customer complaints related to sales activities and ensure proper assessment and documentation
• Support training and guidance for new staff on audit processes and compliance requirements
• Keep audit checks and procedures updated in line with regulatory and policy changes
• Contribute to process improvement initiatives, including automation and digitalisation of audit workflows

Job description

Key Responsibilities

• Perform independent checks in line with regulatory frameworks and internal policies, including customer documentation reviews, client feedback, and sales practice assessments
• Monitor audit results, identify recurring issues, and support root cause analysis and remediation actions
• Review customer complaints related to sales activities and ensure proper assessment and documentation
• Support training and guidance for new staff on audit processes and compliance requirements
• Keep audit checks and procedures updated in line with regulatory and policy changes
• Contribute to process improvement initiatives, including automation and digitalisation of audit workflows