Regulatory Compliance Testing Specialist Singapore

LMA RECRUITMENT SINGAPORE PTE. LTD.; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

LMA Recruitment Singapore PTE. LTD. invites experienced professionals to join its Regulatory Monitoring & Testing team in Singapore.

The role focuses on assessing regulatory controls, identifying gaps, and driving timely remediation to ensure compliance with Singapore banking and securities regulations. You will plan and execute independent compliance testing, evaluate controls, conduct QA reviews, prepare clear reports and dashboards, and collaborate with risk partners to close findings and

Qualifications

• Bachelor's degree in Banking & Finance, Business or related discipline.
• At least 3 years of relevant experience in Regulatory Compliance Testing, Compliance Monitoring, or Compliance Quality Assurance within banking or financial services.
• Experience testing Singapore banking and securities regulations preferred.
• Strong analytical, reporting, and stakeholder management skills.
• ICA qualifications or equivalent compliance certifications beneficial.

Responsibilities

• Support regulatory monitoring and testing to identify compliance gaps and remediation.
• Plan and execute independent testing against Singapore regulations.
• Evaluate adequacy and effectiveness of controls and propose improvements.
• Conduct independent quality assurance reviews for regulatory compliance.
• Prepare testing reports, dashboards, and trend analyses for management.
• Collaborate with Group Compliance and risk partners to close findings.

Skills

Regulatory compliance testing

Compliance monitoring

Quality assurance

Data analytics

Remediation tracking

Stakeholder management

Education

Bachelor's degree in Banking & Finance

Business

Tools

Data analytics tools

Job description

LMA Recruitment Singapore PTE. LTD. invites experienced professionals to join its Regulatory Monitoring & Testing team in Singapore.

The role focuses on assessing regulatory controls, identifying gaps, and driving timely remediation to ensure compliance with Singapore banking and securities regulations. You will plan and execute independent compliance testing, evaluate controls, conduct QA reviews, prepare clear reports and dashboards, and collaborate with risk partners to close findings and