Regulatory Compliance Senior Officer

tangspac search private limited; Singapore; On-site; SGD 70,000 - 110,000; Full time

Job summary

tangspac search private limited, a Singapore-based bank, seeks a Regulatory Compliance Officer to ensure adherence to laws, regulations, and internal policies across operations. You will manage compliance operations, regulatory reporting, monitoring, and policy reviews, supporting the bank's Singapore compliance framework.

You will coordinate with internal stakeholders, conduct reviews, identify gaps, and assist in regulatory liaison and third-party controls under Head of Compliance guidance.

Qualifications

• Bachelor's degree in Finance, Risk Management, Business Administration or related field.
• Minimum 3 years’ experience in Audit or Regulatory Compliance.

Responsibilities

• Compliance Operations: Monitor and ensure adherence to banking laws and standards.
• Regulatory Reporting: Prepare and submit regulatory reports with data accuracy.
• Compliance Monitoring Program: Conduct periodic reviews and risk assessments.
• Regulatory Liaison: Support on regulatory liaison matters (e.g. SDIC).
• Policy Reviews: Update policies to reflect regulatory requirements.
• Others: Support operational risk, business continuity, third party management and ad-hoc duties.

Skills

Regulatory compliance

Audit experience

Regulatory reporting

Policy reviews

Risk management

Education

Bachelor's degree in Finance / Risk Management / Business Administration or related field

Job description

The Regulatory Compliance Officer is responsible for ensuring the bank adheres to all applicable laws, regulations, internal policies and other workstreams. The role involves compliance operations, regulatory reporting, compliance monitoring, compliance policy reviews and supporting the bank’s overall Singapore compliance framework.

Key Responsibilities:

Compliance Operations

• Monitor and track compliance with regulatory requirements, ensuring adherence to applicable banking laws, standards, and best practices.
• Conduct periodic reviews compliance-related processes to identify gaps and recommend corrective actions.
• Maintain up-to-date records of compliance activities, ensuring timely escalation of non-compliance issues.

Regulatory Reporting

• Prepare, review, and submit accurate regulatory reports in a timely manner, ensuring alignment with requirements set by local authorities.
• Liaise with internal stakeholders to ensure data accuracy and completeness for compliance reporting.

Compliance Monitoring Program

• Conduct periodic reviews to identify and mitigate compliance risks.
• Prepare detailed reports on monitoring outcomes and recommend corrective actions.
• Conduct ongoing surveillance and assessments of the bank's activities to identify potential risks or breaches.

Regulatory Liaison

• Support on regulatory liaison matters (e.g. SDIC).

Policy Reviews

• Assist in updating compliance policies and procedures to reflect current regulatory requirements and also Head Office requirements

Others:

• Support other workstreams on operational risk, business continuity management, third party management and ad-hoc duties assigned by the Head of Compliance

Requirement:

• Bachelor’s degree in Finance, Risk Management, Business Administration or related field
• Minimum 3 years’ experience in Audit or Regulatory Compliance