Regulatory Compliance & Risk Lead – Singapore

CMC Markets; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

CMC Markets Singapore is seeking a Compliance & Risk Manager to drive compliance and risk initiatives across the SG business. You will support sustainable operations, provide regulatory guidance, and ensure legal and ethical adherence.

The role requires monitoring CFD operations, maintaining policies, and reporting to regulators such as MAS, CAD, and PDPC. The position focuses on developing compliance programs, conducting risk assessments, and delivering high-quality risk services to protect the

Qualifications

• Must have strong knowledge of relevant laws and regulations.
• Experience with MAS reporting requirements is essential.
• Analytical and problem-solving abilities are required.
• Excellent communication and interpersonal skills needed.
• Ability to work independently and make sound decisions.

Responsibilities

• Carry out and support development of risk-based monitoring for CFD operations.
• Maintain registers, policies, procedures, and ensure regulatory compliance.
• Resolve issues, incidents and breaches and record them centrally.
• Investigate potential violations and ensure adherence to processes.
• Train staff on compliance policies and procedures.

Skills

Regulatory knowledge

MAS regulations

Analytical skills

Communication skills

Independent decisions

Attention to detail

Organizational skills

MS Office

Stakeholder management

Education

Compliance qualification

Tools

MS Office

Job description

CMC Markets Singapore is seeking a Compliance & Risk Manager to drive compliance and risk initiatives across the SG business. You will support sustainable operations, provide regulatory guidance, and ensure legal and ethical adherence.

The role requires monitoring CFD operations, maintaining policies, and reporting to regulators such as MAS, CAD, and PDPC. The position focuses on developing compliance programs, conducting risk assessments, and delivering high-quality risk services to protect the