Singapore Compliance & Operational Risk Lead

CMC Singapore; Singapore; Vor Ort; SGD 120.000 - 180.000; Vollzeit

Zusammenfassung

CMC Markets Singapore is seeking a Compliance & Risk Manager to drive compliance and risk initiatives across the SG business. You will monitor CFD operations, maintain policies, and report to regulators to ensure adherence to MAS and other regulatory requirements.

The role requires strong analytical ability, excellent communication, and independent decision-making to protect company reputation and assets while supporting business continuity and ongoing compliance improvements.

Qualifikationen

• Strong understanding of relevant laws and regulations.
• Knowledge of MAS regulation and regulatory reporting requirements.
• Excellent analytical and problem-solving skills.
• Exceptional communication and interpersonal skills.
• Ability to work independently and make sound decisions.
• Attention to detail and a high level of integrity.
• Organised and self-motivated working style.
• Proficiency in Microsoft Office and other relevant software applications.

Aufgaben

• Carry out and support the ongoing development of the risk-based monitoring program, conducting periodical monitoring and reviews of the CFD operations.
• Support the daily management of the Compliance and Operational Risk team including maintaining registers, policies and procedures and ensuring ongoing regulatory compliance.
• Resolve compliance and risk issues as they arise, ensuring incidents and breaches are recorded in a centralized incident register.
• Investigate potential compliance violations and procedures to ensure understanding and adherence.
• Train employees on compliance policies and procedures to ensure understanding and adherence.
• Provide input in the development of compliance and risk programs across the Singapore office, including business continuity and outsourcing due diligence.
• Provide exceptional service to the business in the provision of compliance and operational risk advice.
• Prepare and provide regular and ad-hoc compliance and operational risk reporting.
• Provide timely information to regulators and law enforcement agencies, including periodic returns and ad-hoc requests by regulators.

Kenntnisse

MAS Regulation knowledge

Analytical thinking

Communication skills

Independence

Attention to detail

Organization

Ausbildung

Compliance qualification

Tools

Microsoft Office

Jobbeschreibung

CMC Markets Singapore is seeking a Compliance & Risk Manager to drive compliance and risk initiatives across the SG business. You will monitor CFD operations, maintain policies, and report to regulators to ensure adherence to MAS and other regulatory requirements.

The role requires strong analytical ability, excellent communication, and independent decision-making to protect company reputation and assets while supporting business continuity and ongoing compliance improvements.