Regulatory Assurance & Compliance Testing Specialist

LMA RECRUITMENT SINGAPORE PTE. LTD.; Singapore; On-site; SGD 90,000 - 130,000; Full time

Job summary

LMA Recruitment Singapore Pte. Ltd. invites experienced professionals for a Regulatory Assurance role focusing on testing controls and ensuring compliance with Singapore regulatory requirements.

You will assess processes, design testing approaches, and collaborate with Compliance and Risk teams to drive effective remediation. The role emphasizes hands-on testing, issue identification, and reporting to senior stakeholders, with the opportunity to influence governance and control environments

Qualifications

• 3 years of experience in regulatory compliance, compliance assurance, risk, control testing, or similar financial services environment.

Responsibilities

• Develop and carry out compliance assurance and control testing reviews across regulatory and financial crime-related activities.
• Assess whether business processes and controls are operating effectively and in line with applicable Singapore regulations and internal requirements.
• Plan review programmes, including defining testing approaches, sampling methodologies and assessment criteria.
• Analyse review results to identify control weaknesses, recurring issues and areas where processes can be improved.
• Work closely with business teams, Compliance and Risk stakeholders to agree appropriate corrective actions and follow up on their implementation.
• Monitor outstanding issues and remediation plans to ensure actions are completed within agreed timelines.
• Produce clear reports highlighting key findings, emerging trends, risk areas and recommended actions for senior stakeholders.
• Prepare regular management information, dashboards and reporting for relevant governance and compliance forums.
• Contribute to the development and enhancement of compliance testing methodologies, policies and procedures.
• Support regulatory and governance-related reporting requirements and ensure documentation is accurate and complete.
• Work with regional and Group teams to ensure consistency in testing standards, reporting and overall compliance assurance practices.
• Identify opportunities to use data and analytics to make compliance monitoring and testing more effective.

Skills

Regulatory compliance

Compliance testing

Risk management

Control testing

Internal audit

Stakeholder communication

Analytical skills

Reporting

Job description

LMA Recruitment Singapore Pte. Ltd. invites experienced professionals for a Regulatory Assurance role focusing on testing controls and ensuring compliance with Singapore regulatory requirements.

You will assess processes, design testing approaches, and collaborate with Compliance and Risk teams to drive effective remediation. The role emphasizes hands-on testing, issue identification, and reporting to senior stakeholders, with the opportunity to influence governance and control environments