Portfolio Financing

1011 United Overseas Bank Ltd; Singapore; Sur place; SGD 90 000 - 150 000; Plein temps

Résumé du poste

1011 United Overseas Bank Ltd in Singapore is seeking professionals to manage compliance-driven portfolio financing for affluent clients, ensuring timely execution and strict adherence to internal policies and external regulations.

The role covers risk assessment of collateral, margin management, credit facility support, trade checks, and proactive process improvements, with collaboration across Relationship Managers to deliver high-quality service.

Qualifications

• Experience in portfolio financing facilities and investment accounts for affluent clients.
• Ability to assess collateral positions and margin requirements.
• Familiarity with compliance and regulatory guidelines.

Responsabilités

• Ensure full compliance with internal policies, legal requirements, and external regulatory guidelines.
• Manage portfolio financing facilities and investment accounts for affluent clients, ensuring timely and accurate execution of client instructions.
• Assess collateral positions and margin requirements, ensuring sufficient margin levels prior to trade execution and proactively managing asset-liability exposures.
• Support portfolio financing credit facility applications, documentation reviews, and loan eligibility assessments, including name screening and Assets Under Management (AUM) evaluations.
• Conduct comprehensive pre- and post-trade checks to verify investments and financing transactions, including equities, bonds, unit trusts, fixed income products, loan disbursements, repayments, switches, subscriptions, redemptions, and fund transfers.
• Perform daily transaction reconciliations using Odyssey system, promptly investigate and resolving discrepancies.
• Partners with Relationship Managers and internal stakeholders to resolve client and transaction-related enquiries efficiently.
• Participate in system enhancement initiatives, regression testing, and User Acceptance Testing (UAT), including test planning and execution.
• Drive continuous process improvement initiatives to enhance operational efficiency, strengthen controls, and improve client service delivery.
• Promptly identify, escalation, and document operational issues while ensuring appropriate resolution and risk mitigation measures are implemented.

Connaissances

Regulatory compliance

Trade checks

Risk management

Client onboarding

Outils

Odyssey system

Description du poste

Company: 1011 United Overseas Bank Ltd

About UOB United Overseas Bank Limited (UOB) is a leading bank in ASEAN with a global network in Southeast Asia, Asia Pacific, Europe and North America. Operating through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, we have a global network of about 430 branches and offices in 19 markets. At the heart of UOB is our culture, shaped by the UOB Way and anchored on our four values – Honourable, Enterprising, United and Committed. For more than 90 years, these values have guided how we do right by our customers, collaborate with one another and create long-term value for the communities we operate in. As One Bank, we are committed to helping our colleagues build sustainable careers grounded in purpose, supported by strong values, and enriched with meaningful opportunities to grow.

Job Description

• Ensure full compliance with internal policies, legal requirements, and external regulatory guidelines.
• Manage portfolio financing facilities and investment accounts for affluent clients, ensuring timely and accurate execution of client instructions.
• Assess collateral positions and margin requirements, ensuring sufficient margin levels prior to trade execution and proactively managing asset-liability exposures.
• Support portfolio financing credit facility applications, documentation reviews, and loan eligibility assessments, including name screening and Assets Under Management (AUM) evaluations.
• Conduct comprehensive pre- and post-trade checks to verify investments and financing transactions, including equities, bonds, unit trusts, fixed income products, loan disbursements, repayments, switches, subscriptions, redemptions, and fund transfers.
• Perform daily transaction reconciliations using Odyssey system, promptly investigate and resolving discrepancies.
• Partners with Relationship Managers and internal stakeholders to resolve client and transaction-related enquiries efficiently.
• Participate in system enhancement initiatives, regression testing, and User Acceptance Testing (UAT), including test planning and execution.
• Drive continuous process improvement initiatives to enhance operational efficiency, strengthen controls, and improve client service delivery.
• Promptly identify, escalation, and document operational issues while ensuring appropriate resolution and risk mitigation measures are implemented.

Additional Requirements

• Develop (Competency)
• Engage (Competency)
• Execute (Competency)
• Strategise (Competency)

Be a Part of the UOB Family UOB is an equal opportunity employer. UOB does not discriminate on the basis of a candidate's age, race, gender, color, religion, sexual orientation, physical or mental disability, or other non-merit factors. All employment decisions at UOB are based on business needs, job requirements and qualifications. If you require any assistance or accommodations to be made for the recruitment process, please inform us when you submit your online application.

UOB is rated as one of the world's top banks, ranked 'Aa1' by Moody's Investors Service and 'AA-' by both S&P Global and Fitch Ratings. With a global network of 500 branches and offices across 19 countries in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia, Thailand and Vietnam, as well as branches and offices throughout the region.