Market Surveillance Officer.

RECRUIT LYNC PTE. LTD.; Singapore; On-site; SGD 80,000 - 100,000; Full time

Job summary

A leading recruitment agency in Singapore is seeking a compliance professional to enhance trade surveillance and ensure regulatory adherence. Responsibilities include developing frameworks for market misconduct investigations and coordinating with law enforcement. Candidates should have a university degree and at least 3 years of relevant experience in derivatives trading compliance. This role offers a monthly salary of up to $7000 with additional value-based components.

Qualifications

• Minimum of 3 years relevant experience in derivatives trading compliance or trade surveillance.
• Experience in investigations or law enforcement is considered an advantage.

Responsibilities

• Develop and implement frameworks to enhance trade surveillance.
• Coordinate with regulators and law enforcement agencies.
• Review policies to enhance internal controls and ensure regulatory compliance.
• Identify potential market misconduct affecting market operations.

Skills

Derivatives trading compliance

Trade surveillance

Investigations

Education

University degree or higher

Job description

Overview

• Working Days: 9am - 6pm, Monday - Friday
• Working Location: Raffles Place
• Monthly Base Salary: Up to $7000 + VB

Your Responsibilities

• Develop and implement frameworks, policies, and procedures to enhance trade surveillance and the investigation of market misconduct.
• Coordinate with regulators and law enforcement agencies on relevant matters as needed.
• Review and implement policies and procedures to enhance internal controls and ensure adherence to regulatory requirements.
• Ensure full compliance with the Securities and Futures Act and related regulations.
• Identify potential market misconduct and other behaviors that impacts the ability to operate a fair, orderly, and transparent market.
• Review and enhance internal governance processes and procedures to strengthen overall corporate governance.
• Support the Corporate Secretary on matters related to corporate governance and Board operations.

Requirements

• University degree or higher, with Min of 3 years relevant experience in derivatives trading compliance or trade surveillance.
• Experience in investigations or law enforcement is considered an advantage

Interested applicants may click Apply Now or email to [e-mail] to submit your application.

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We regret to inform that only shortlisted candidates would be notified. We wish you the best of luck!

Recruit Lync Pte. Ltd. | EA Licence Number: 22C1000

Jonathan Chang Sing Erh | EA Personnel Licence: R22110541