Investment Intermediaries Risk & Conduct Lead

sggovterp; Singapore; On-site; SGD 90,000 - 130,000; Full time

Job summary

sggovterp in Singapore is seeking a role within MAS's supervision team to conduct firm-specific risk assessments and analyses of intermediaries, ensuring safe, fair and transparent conduct in the investment management industry. You will supervise investment intermediaries, understand operations and risk management, and stay abreast of new business models while evaluating conduct-related risks.

The role may involve assessing risk frameworks and internal controls, with a 1-year contract and

Qualifications

• Good working knowledge of funds and asset management industry and applicable regulations.
• Prior working experience in regulatory, financial or audit industry is preferred.
• Good written and verbal communication skills.
• Strong background in data analytics, with ability to identify and present risk insights on short timelines.
• Ability to work well independently and in a team environment.

Responsibilities

• Undertake firm-specific risk assessments and thematic/industry analyses to evaluate conduct of intermediaries.
• Develop understanding of operations, risk management practices and conduct-related risks of investment intermediaries.
• Keep pace with new developments and business models in the investment management industry.
• Assess effectiveness of intermediaries' risk management frameworks and internal controls.

Skills

Fund and asset management knowledge

Regulatory/financial/audit experience

Written and verbal communication

Data analytics

Independent and team work

Job description

sggovterp in Singapore is seeking a role within MAS's supervision team to conduct firm-specific risk assessments and analyses of intermediaries, ensuring safe, fair and transparent conduct in the investment management industry. You will supervise investment intermediaries, understand operations and risk management, and stay abreast of new business models while evaluating conduct-related risks.

The role may involve assessing risk frameworks and internal controls, with a 1-year contract and