Head of Compliance

summit talent pte. limited; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Summit Talent Pte. Limited in Singapore is seeking a qualified lawyer to oversee legal and compliance matters across the business, including regulatory filings and liaison with external advisers.

You will advise management on transactions, contracts and regulatory matters and develop internal policies, controls and compliance processes in a fast-paced environment.

Qualifications

• Qualified lawyer with relevant Singapore experience.
• Min 5 years in financial services, investments, funds or a related sector.
• Strong understanding of regulatory and corporate matters.
• Commercially minded with good stakeholder management skills.
• Able to work independently in a lean, fast-paced environment.

Responsibilities

• Oversee legal and compliance matters across the business.
• Advise management on transactions, contracts and regulatory matters.
• Develop and maintain internal policies, controls and compliance processes.
• Manage regulatory filings and liaison with external advisers.
• Identify and manage legal, regulatory and operational risks.

Skills

Regulatory compliance

Legal advisory

Stakeholder management

Independent worker

Job description

About the Company

A growing investment firm in Singapore with regional exposure, serving private investors and managing a range of investment and business activities.

Key Scope

• Oversee legal and compliance matters across the business.
• Advise management on transactions, contracts and regulatory matters.
• Develop and maintain internal policies, controls and compliance processes.
• Manage regulatory filings and liaison with external advisers.
• Identify and manage legal, regulatory and operational risks.

Requirements

• Qualified lawyer with relevant Singapore experience.
• Min 5 years in financial services, investments, funds or a related sector.
• Strong understanding of regulatory and corporate matters.
• Commercially minded with good stakeholder management skills.
• Able to work independently in a lean, fast-paced environment.

EA License No. 23C1875