Compliance & Surveillance Specialist — AI-Driven Controls

Manpower Staffing Services (Singapore) Pte Ltd; Singapore; On-site; SGD 70,000 - 100,000; Full time

Job summary

Manpower Staffing Services (Singapore) Pte Ltd in Singapore seeks a qualified professional to perform trade and communications surveillance within Global Financial Markets. You will review alerts, maintain watch lists, and ensure timely escalation of breaches while supporting system enhancements.

Role involves collaborating with middle office technology and external vendors to optimize processes and implement new tools, including AI-enabled workflow copilots to boost efficiency and governance.

Qualifications

• Degree in Accountancy, Finance, or a related discipline.
• 4–6 years of relevant experience in trade surveillance, communications surveillance, compliance monitoring, or related function.
• Good understanding of market conduct and surveillance in financial markets.
• Exposure to automated surveillance systems or alerts reviews is advantageous.

Responsibilities

• Perform trade surveillance monitoring for Global Financial Markets using automated systems and internal reports to identify market abuse or misconduct and ensure regulatory compliance.
• Conduct communications review for GFM by reviewing alerts, voice monitoring, sampling, emails, and recordings.
• Ensure timely review of alerts generated by surveillance systems and internal reports.
• Undertake Control Room duties including watch lists, information barriers, and pre-trade guidance.
• Review surveillance exceptions and prepare management reports.

Skills

Analytical skills

Attention to detail

Prioritization

Communication skills

Team collaboration

Education

Degree in Accountancy, Finance, or related discipline

Job description

Manpower Staffing Services (Singapore) Pte Ltd in Singapore seeks a qualified professional to perform trade and communications surveillance within Global Financial Markets. You will review alerts, maintain watch lists, and ensure timely escalation of breaches while supporting system enhancements.

Role involves collaborating with middle office technology and external vendors to optimize processes and implement new tools, including AI-enabled workflow copilots to boost efficiency and governance.