Compliance Specialist – MAS-Regulated Finance

CONDUIT PTE. LTD.

Singapore

On-site

SGD 70,000 - 100,000

Full time

11 days ago

Get a reply from this employer

Your resume and cover letter, tailored to exactly what they’re hiring for.

Get past ATS filters

Job summary

Conduit Group, headquartered in Singapore, is seeking a compliance professional to support MAS-regulated fund management and governance. You will work closely with the Head of Compliance on regulatory advisory, KYC/CDD checks, and monitoring across the business.

The role emphasizes coordinating policies, risk registers, and audits, while tracking regulatory developments and data protection requirements to ensure enterprise-wide compliance. A strong analytical mindset and integrity are essential.

Qualifications

  • Bachelor's degree in Business, Finance, Accountancy, or related discipline.
  • 3–5 years of relevant compliance experience within an MAS-regulated financial institution.
  • Good understanding of MAS regulations (i.e., SFA and FAA) applicable to Capital Markets Services license holders.
  • Experience in compliance advisory, compliance monitoring, KYC/CDD, client onboarding and regulatory compliance.
  • Familiarity with accredited investor onboarding and private market or fund management environments will be an advantage.
  • Strong analytical and problem-solving skills with the ability to apply sound judgement to practical business situations.
  • High level of integrity, professionalism and attention to detail.

Responsibilities

  • Support daily compliance activities including KYC/CDD checks, transaction monitoring and compliance advisory.
  • Provide regulatory reporting support and review agreements/marketing materials.
  • Coordinate maintenance of policies, risk registers, compliance calendars, and enterprise-wide risk assessments.
  • Assist in preparing for internal and external audits and regulatory inquiries.
  • Monitor regulatory developments and support implementation of changes across Conduit Group.
  • Support data management and ensure compliance with data protection laws and documentation.
  • Assist in due diligence for service providers and manage related documentation.
  • Contribute to continuous improvement of compliance frameworks, policies and procedures.
  • Support other compliance-related tasks or projects as needed.

Skills

KYC/CDD checks
Regulatory reporting
Regulatory advisory
Governance
Data protection / privacy
Stakeholder engagement

Education

Bachelor's degree in Business, Finance, Accountancy, or related discipline

Job description

Conduit Group, headquartered in Singapore, is seeking a compliance professional to support MAS-regulated fund management and governance. You will work closely with the Head of Compliance on regulatory advisory, KYC/CDD checks, and monitoring across the business.

The role emphasizes coordinating policies, risk registers, and audits, while tracking regulatory developments and data protection requirements to ensure enterprise-wide compliance. A strong analytical mindset and integrity are essential.

Get your free, confidential resume review.

or drag and drop your file here.

Similar jobs

Similar jobs worth comparing

COMPLIANCE OFFICER (FINANCIAL)
COMPLIANCE OFFICER (FINANCIAL)

CONDUIT PTE. LTD. • Singapore

On-site
SGD 70,000 - 100,000
Compliance Manager Fund & Investment Management
Compliance Manager Fund & Investment Management

Macdonald & Company • Singapore

On-site
SGD 120,000 - 180,000
Compliance Manager
Compliance Manager

HashKey Group • Singapore

On-site
SGD 120,000 - 180,000
MAS-Regulated Banking Compliance Lead
MAS-Regulated Banking Compliance Lead

Manpower Staffing Services (Singapore) Pte Ltd • Singapore

On-site
SGD 60,000 - 90,000
MAS-Regulated Fund Compliance Lead
MAS-Regulated Fund Compliance Lead

WGT EHR PTE. LTD. • Singapore

On-site
SGD 60,000 - 90,000
Compliance Officer
Compliance Officer

Evolute - Executive Search • Singapore

On-site
SGD 120,000 - 180,000
Compliance Executive
Compliance Executive

WGT EHR PTE. LTD. • Singapore

On-site
SGD 60,000 - 90,000
Funds Regulatory Compliance Lead — MAS & Singapore
Funds Regulatory Compliance Lead — MAS & Singapore

Danos Group • Singapore

On-site
SGD 120,000 - 180,000
Senior Executive/ Manager, Compliance
Senior Executive/ Manager, Compliance

Phillip Capital Inc. • Singapore

On-site
SGD 120,000 - 180,000
Compliance Officer
Compliance Officer

BANK OF CHINA ASSET MANAGEMENT (SINGAPORE) PTE. LTD. • Singapore

On-site
SGD 120,000 - 180,000