Compliance Specialist

Moomoo SG; Singapore; On-site; SGD 90,000 - 130,000; Full time

Benefits offered by this job

Competitive pay

Insurance coverage for employees and d

Team events and social programs

Business casual environment

Job summary

Moomoo Singapore is seeking a Compliance Specialist to support corporate onboarding, transaction monitoring and marketing reviews. You will ensure adherence to MAS AML/CFT, internal policies and risk frameworks across multiple teams.

The role involves reviewing CDD/EDD for high‑risk clients, updating onboarding SOPs, and monitoring transactions to identify and mitigate regulatory risk.

Qualifications

• Diploma or bachelor's degree in Business, Banking & Finance, Law or related discipline.
• 3–5 years' experience in corporate onboarding, AML/KYC, compliance, or corporate services.
• Solid understanding of corporate structures, MAS AML/CFT requirements, and risk.
• Strong communication and stakeholder management skills.

Responsibilities

• Corporate Account Review & Onboarding: perform CDD/EDD for high‑risk corporate clients and validate documents.
• Regulatory Compliance: assist in marketing review, onboarding policy updates, and risk assessments.
• Transaction Monitoring: review alerts, perform AML/CFT analysis, escalate as needed, document findings.

Skills

Analytical mindset

Attention to detail

Stakeholder management

Strong communication

Education

Diploma/Bachelor's degree in Business, Banking & Finance, Law or related discipline

Job description

• Excellence

Moomoo Singapore is a holistic wealth-tech platform building an intelligent investing ecosystem across its digital platform, physical experience stores and investor education community. Through the moomoo app, it provides everyday investors and professional clients with access to global markets, diverse investment products, advanced trading tools and AI-powered insights.

Since launching in March 2021, Moomoo Singapore has evolved beyond an investing platform into a popular financial literacy resource and full-spectrum wealth platform, supporting investors from their first trade to managing sophisticated portfolios. It surpassed two million customers in Singapore in June 2026, with users spanning retail investors to private wealth and institutional clients.

Moomoo Financial Singapore Pte. Ltd. is a subsidiary of Nasdaq-listed Futu Holdings Limited (Nasdaq: FUTU). The firm is regulated by the Monetary Authority of Singapore and holds a Capital Markets Services Licence (CMS101000) and Major Payment Institution Licence (PS20200617). It also has exempt financial adviser status and is authorised to provide Digital Payment Token services. Moomoo Trustee (Singapore) Pte. Ltd. is a licensed trust company, while Moomoo Singapore is a DP Clearing Member, SGX-ST Trading Member, and SGX-DT Trading and Clearing Member of Singapore Exchange.

Compliance Specialist

We are seeking a motivated and detail-oriented individual to support the compliance review on corporate onboarding, transaction monitoring and marketing review. The role focuses on ensuring that all processes are comply with applicable regulations, internal policies, and risk frameworks. The successful candidate will work closely with Compliance, Partner Support, Operations, and Business teams to ensure a seamless collaboration.

Responsibilities

• Corporate Account Review & Onboarding
  • Perform Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) for new high risk corporate clients across a wide range of corporate structures:
  • Private limited companies, partnerships, trusts, funds, VCCs, and overseas incorporated entities
  • External Asset Manager (EAM)-assisted and nominee structures
  • Evaluate ownership, business nature, source of wealth/funds, and regulatory risk exposures
  • Conduct name screening, negative news searches, and risk assessments
  • Validate account documents and operational setup for completeness and accuracy
  • Coordinate with stakeholders to resolve deficiencies and ensure timely account approval
• Regulatory Compliance
  • Supporting the review of marketing materials.
  • Support updating and enhancement of onboarding policies, SOPs, and risk assessment frameworks
  • Monitor developments in relevant regulatory requirements (e.g., MAS AML/CFT, FATF, sanctions)
  • Support system and process enhancements from a compliance perspective.
  • Assist in regulatory remediation, audits, and internal control improvements
• Transaction Monitoring
  • Review and investigate transaction monitoring alerts flagged for unusual or suspicious activity.
  • Conduct AML/CFT analysis on flagged transactions, including reviewing client profiles, transaction patterns, and source of funds/source of wealth.
  • Escalate cases with reasonable grounds for suspicion to the MLRO for STR (Suspicious Transaction Report) filing.
  • Document review findings and decisions (clear / escalated) with supporting rationale.
  • Ensure alerts are cleared within the required turnaround time / SLA.
  • Identify recurring patterns and recommend rule/threshold tuning to reduce false positives.
  • Maintain proper audit trail and records for regulatory and internal audit review

Requirements

• Diploma/Bachelor's degree in Business, Banking & Finance, Law or related discipline
• 3-5 years' relevant experience in corporate onboarding, AML/KYC, compliance, or corporate services
• Good understanding of:
  • Simple/Complex corporate structures & fund vehicles (including VCC)
  • AML/CFT requirements and MAS regulations
  • AML risk, risk rating, source of funds/ wealth, related parties and PEPs
• Strong communication and stakeholder management skills
• Analytical mindset with keen attention to detail
• Able to work under a fast-paced working environment.
• Able to work independently, manage multiple tasks and meet tight timelines in a fast-paced environment

Our Values

• Integrity
  • Integrity Story: Say No to Super High Leverage
    • We hold fast to our value of integrity and attach great importance to user experience and risk management. Unlike some other brokerages, we don't try to attract users' attention by claiming to enable super high-leverage financing for IPO subscriptions, which quickly reaches the limit
• Efficiency
  • Efficiency Story: Promise Made to a User on New Year's Eve
    • On February 11, 2021, Chinese New Year's Eve, a user wrote a post in the Community at around 8 AM and received Leaf's reply just 8 minutes later. According to the user's suggestion, we issued a letter to shareholders after releasing our annual report
• Service
  • Service Story: Providing Excellent Services and Undertaking Our Responsibilities
    • After Ant Group's IPO was suspended, we refunded all subscribers' subscription fees and margin interest, bearing all the costs ourselves
• Excellence
  • Excellence Story: Leaf Opens Our App Over 30 Times a Day
    • According to statistics, Leaf opens our app over 30 times a day on average. He repeatedly checks every detail. While normal users might just enter a trading page and stop there, Leaf taps some seemingly boring or repetitive elements on the page. He continually assesses the app's loading speed and visual effects

Please note that only short-listed candidates will be contacted.

Benefits

Working at Moomoo, you will get

• Be a part of the world's leading digital brokerage firm where growth and career development opportunities are endless
• Enjoy a competitive total compensation package that truly values your skills and contributions
• Comprehensive insurance coverage for employees and dependents to provide you a peace of mind
• Fun loving and diverse work environment that hosts various team-bonding programs and company events
• Business casual work attire everyday
• And Much More!: Discover even more perks and benefits as we take you through the hiring process!