Compliance Intern

Moomoo SG; Singapore; On-site; SGD 13,000 - 20,000; Part time

Benefits offered by this job

Career development opportunities

Insurance coverage for employees and

Business casual attire

Team bonding programs and company

Various team events

Job summary

Moomoo Singapore is seeking a Compliance Intern to support the compliance team in ensuring adherence to laws, regulations and internal policies. The role provides exposure to client complaint handling, review of marketing and client-facing materials, and governance projects.

You will work closely with cross-functional teams to implement the company's compliance framework and carry out day-to-day activities, with a focus on accuracy, timeliness and thorough documentation.

Qualifications

• Strong analytical and problem-solving skills.
• Excellent communication and interpersonal skills.
• Able to work under pressure within tight deadlines with no loss of accuracy.
• A proactive and reliable team player but can also work well independently.
• English speaking with Mandarin fluency is an added advantage.

Responsibilities

• Assist with the review and investigation of client complaints, including gathering relevant information, preparing case summaries and timelines, maintaining complaint records, and supporting the preparation of responses and regulatory reporting where required.
• Support the Compliance team in reviewing marketing materials, campaigns, social media content and other client-facing communications to ensure compliance with applicable regulatory requirements and internal policies
• Conduct periodic reviews of service providers to assess their ongoing compliance with applicable regulatory requirements and internal policies
• Participate in ad hoc projects and duties where assigned and ensure the effective discharge of the tasks assigned.

Skills

Analytical skills

Communication skills

Attention to detail

Team player

Mandarin advantage

Job description

Moomoo Singapore is a holistic wealth-tech platform building an intelligent investing ecosystem across its digital platform, physical experience stores and investor education community. Through the moomoo app, it provides everyday investors and professional clients with access to global markets, diverse investment products, advanced trading tools and AI-powered insights.

Since launching in March 2021, Moomoo Singapore has evolved beyond an investing platform into a popular financial literacy resource and full-spectrum wealth platform, supporting investors from their first trade to managing sophisticated portfolios. It surpassed two million customers in Singapore in June 2026, with users spanning retail investors to private wealth and institutional clients.

Moomoo Financial Singapore Pte. Ltd. is a subsidiary of Nasdaq-listed Futu Holdings Limited (Nasdaq: FUTU). The firm is regulated by the Monetary Authority of Singapore and holds a Capital Markets Services Licence (CMS101000) and Major Payment Institution Licence (PS20200617). It also has exempt financial adviser status and is authorised to provide Digital Payment Token services. Moomoo Trustee (Singapore) Pte. Ltd. is a licensed trust company, while Moomoo Singapore is a DP Clearing Member, SGX-ST Trading Member, and SGX-DT Trading and Clearing Member of Singapore Exchange.

Compliance Intern

The Compliance Intern is a crucial member of our organization responsible for ensuring the company's adherence to all relevant laws, regulations, and internal policies. The role provides exposure to a broad range of compliance activities, including client complaint handling, review of marketing and client-facing materials, periodic reviews of service providers, and other compliance projects.

The intern will work closely with the Compliance team and relevant business functions to support the effective implementation of the Company's compliance framework and day-to-day compliance activities.

Responsibilities

• Assist with the review and investigation of client complaints, including gathering relevant information, preparing case summaries and timelines, maintaining complaint records, and supporting the preparation of responses and regulatory reporting where required.
• Support the Compliance team in reviewing marketing materials, campaigns, social media content and other client-facing communications to ensure compliance with applicable regulatory requirements and internal policies
• Conduct periodic reviews of service providers to assess their ongoing compliance with applicable regulatory requirements and internal policies
• Participate in ad hoc projects and duties where assigned and ensure the effective discharge of the tasks assigned.

Requirements

• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Able to work under pressure within tight deadlines with no loss of accuracy.
• A proactive and reliable team player but can also work well independently.
• Able to handle repetitive work.
• English speaking and Fluency in Mandarin is an added advantage

Please note that only short-listed candidates will be contacted.

Benefits

Working at Moomoo, you will get

• Be a part of the world's leading digital brokerage firm where growth and career development opportunities are endless
• Enjoy a competitive total compensation package that truly values your skills and contributions
• Comprehensive insurance coverage for employees and dependents to provide you a peace of mind
• Fun loving and diverse work environment that hosts various team-bonding programs and company events
• Business casual work attire everyday
• And Much More!: Discover even more perks and benefits as we take you through the hiring process!