Compliance Officer, Innovation & Surveillance Lead

virtu; Singapore; On-site; SGD 90,000 - 140,000; Full time

Job summary

Virtu Financial is seeking a self-driven Compliance Officer to shape the Compliance function with innovative analytics and process improvements. The role involves cross-functional collaboration, regulatory interactions, and overseeing surveillance and due diligence activities.

The ideal candidate will be an excellent communicator, comfortable with multiple deadlines, and capable of working independently or in teams in a fast-paced environment.

Qualifications

• Bachelor's Degree or commensurate experience required.
• 0–5 years experience in financial services, Fin-Tech, regulator, audit, consulting or commensurate work.
• Knowledge of broker-dealer regulation and capital markets guidance is a plus.
• Strong communication and interpersonal skills.
• Self-starter in a fast-paced, relatively flat organization.

Responsibilities

• Work with stakeholders in business, operations, risk, technology and finance to ensure robust compliance policies.
• Perform surveillance and supervisory reviews.
• Conduct AML due diligence and respond to AML/KYC inquiries from third parties.
• Respond to regulator and exchange inquiries with data, interviews and analyses.
• Perform regulatory review and reporting.
• Propose compliance innovation initiatives focusing on automation and efficiency.
• Communicate with regulators and external parties during inquiries and rule-making.

Skills

Communication skills

Interpersonal skills

Self-starter

Team player

Adaptability

Attention to detail

Regulatory knowledge

Financial services understanding

Education

Bachelor's Degree

Post-Graduate Degree

Tools

Programming languages

Database administration

Network architecture

Job description

Virtu Financial is seeking a self-driven Compliance Officer to shape the Compliance function with innovative analytics and process improvements. The role involves cross-functional collaboration, regulatory interactions, and overseeing surveillance and due diligence activities.

The ideal candidate will be an excellent communicator, comfortable with multiple deadlines, and capable of working independently or in teams in a fast-paced environment.