Compliance Officer, Asset Management

Randstad Singapore; Singapore; On-site; SGD 120,000 - 180,000; Full time

Job summary

Randstad Singapore is recruiting for a highly experienced Compliance Manager at a Capital Markets Services licensed Asset Manager in Singapore. You will oversee the regulatory framework, interact with statutory bodies, and monitor fund activities to ensure compliance across mandates.

The role requires 6+ years in fund compliance, deep knowledge of SFA/FAA/AML/CFT, and the ability to work independently within a large organisation. A robust reputation for integrity is essential.

Qualifications

• Bachelor Degree from a reputable institution.
• Minimum of 6 years of specialized experience in compliance within the fund management industry.
• Deep technical knowledge of Singapore's regulatory landscape, including SFA, FAA, and AML/CFT requirements as well as familiarity with fund structures.
• Proven ability to work independently within an institutional environment.

Responsibilities

• Oversee and implement a comprehensive regulatory framework aligning with SFA and MAS guidelines.
• Manage all regulatory interactions, submissions, audits, and ongoing communications with statutory bodies.
• Monitor investment and trade activities to ensure adherence to mandates, internal restrictions and personal trading policies.
• Execute detailed portfolio compliance reviews for various fund structures and managed accounts across mandates.
• Foster an integrity-driven culture by promoting high compliance awareness across all business units.

Skills

Regulatory compliance

Fund management

SFA/FAA/AML-CFT

Independent work

Education

Bachelor's Degree

Job description

Our client is a Capital Markets Services licensed Asset Manager recruiting for a highly experienced Compliance Manager.

about the job

Oversee and implement a comprehensive regulatory framework ensuring alignment with the Securities and Futures Act and relevant MAS guidelines.

Manage all regulatory interactions, including submissions, audits, and ongoing communications with statutory bodies.

Monitor investment and trade activities to ensure strict adherence to mandates, internal restrictions, and personal trading policies.

Execute detailed portfolio compliance reviews for various fund structures and managed accounts across both mandates.

Cultivate an organizational environment rooted in integrity by championing ethical standards and high compliance awareness across all business units.

skills and experience required

• Bachelors Degree from a reputable institution

Minimum of 6 years of specialized experience in compliance within the fund management industry.

Deep technical knowledge of Singapore's regulatory landscape, including SFA, FAA, and AML/CFT requirements as well as familiarity with fund structures.

Proven ability to work independently within an institutional environment