Chief Compliance Leader — Wealth & Asset Management

CGS International Securities Hong Kong Limited; Singapore; On-site; SGD 350,000 - 650,000; Full time

Job summary

CGS International Securities Hong Kong Limited in Singapore seeks a Group Head of Compliance to lead the Wealth & Asset Management compliance program. You will oversee risk assessments, regulatory monitoring, client onboarding controls and cross-border compliance across wealth management, asset management and private equity.

The role requires extensive regulatory experience, senior stakeholder management across multiple jurisdictions, and the ability to deliver practical, risk-based solutions

Qualifications

• Strong understanding of laws, regulations and industry standards for Wealth Management, Asset Management, Capital Markets and Private Equity.
• Strong analytical, problem-solving and stakeholder management skills.
• Ability to provide practical, risk-based solutions balancing regulatory requirements and commercial objectives.
• Experience dealing with regulators and senior management across multiple jurisdictions.
• Legal qualification and/or prior legal experience in financial services, funds, private equity, capital markets or regulatory matters is an advantage.
• Minimum 15 years of relevant compliance, legal, regulatory and/or risk management experience across Wealth Management, Asset Management, Private Equity, Capital Markets or related financial services.
• Leadership, strategic thinking, collaboration, independence, sound judgment, integrity and strong communication abilities.

Responsibilities

• Identify, assess, interpret, advise on, monitor and report the Group's compliance across Wealth Management, Asset Management and Private Equity.
• Oversee suitability and appropriateness assessments, cross-border activities and high-net-worth client protocols.
• Develop, implement and maintain a consistent compliance framework, policies and governance standards.
• Provide regulatory and compliance advice to management and business units across Wealth Management, Asset Management and Private Equity.
• Support new product launches, fund structures, and strategic initiatives with regulatory input.
• Monitor regional regulatory developments and assess implications for the Group.

Skills

Regulatory expertise

Stakeholder management

Strategic thinking

Risk management

Legal background

15+ years experience

Job description

CGS International Securities Hong Kong Limited in Singapore seeks a Group Head of Compliance to lead the Wealth & Asset Management compliance program. You will oversee risk assessments, regulatory monitoring, client onboarding controls and cross-border compliance across wealth management, asset management and private equity.

The role requires extensive regulatory experience, senior stakeholder management across multiple jurisdictions, and the ability to deliver practical, risk-based solutions