Compliance Lead, Wealth Management

Kerry Consulting; Singapore; On-site; SGD 180,000 - 300,000; Full time

Job summary

Kerry Consulting is seeking a seasoned Compliance professional to serve as the primary compliance contact for the Singapore Wealth Management business, aligning with the regional framework across Singapore and Hong Kong.

You will advise on regulatory issues, client conduct, suitability assessments, cross-border activities, and AML/CFT/sanctions monitoring, collaborating with business leaders and regional control functions to mitigate risk.

Qualifications

• 8–12 years of relevant Compliance experience within Private Banking/Wealth Management.
• Strong knowledge of MAS regulations and cross-border requirements.
• Experience in Product Compliance and Financial Crime regulations.
• Exposure to Hong Kong regulations would be advantageous.

Responsibilities

• Serve as the key Compliance contact for the Singapore Wealth Management business, while supporting the broader regional compliance framework across Singapore and Hong Kong.
• Provide regulatory advisory on compliance matters, client conduct and suitability, cross-border activities, AML/CFT and sanctions.
• Monitor regulatory developments and coordinate with regional control functions and business leaders.

Skills

Regulatory compliance

AML/CFT

Cross-border compliance

MAS regulations

Product compliance

Financial Crime regulations

Job description

Responsibilities

This role will serve as the key Compliance contact for the Singapore Wealth Management business while supporting the broader regional compliance framework across Singapore and Hong Kong. Responsibilities span regulatory and product Compliance advisory, client conduct and suitability, cross-border activities, AML/CFT and sanctions, regulatory developments and compliance monitoring, working closely with business leaders and regional control functions.

Requirements

The ideal candidate will have at least 8-12 years of relevant Compliance experience within Private Banking, Wealth Management, with experience in Product Compliance and Financial Crime regulations. Strong knowledge of MAS regulations and cross-border requirements; exposure to Hong Kong regulations would be advantageous.