Assistant Manager, Risk & Compliance

Phillip Capital Inc.; Singapore; On-site; SGD 60,000 - 90,000; Full time

Job summary

Phillip Capital Management seeks a risk and compliance professional in Singapore to lead adoption of AI and automation across the department, identify transformation opportunities, and design use cases. You will prepare risk and performance reports for the investment team, senior management and the Board, and enhance compliance programs to meet MAS and AML/CFT requirements.

Collaborating with functions and stakeholders, you will manage pre-trade and post-trade compliance, oversee ESG risk

Qualifications

• Minimum of two years in risk and compliance, preferably in asset management.
• Good understanding of AI, automation and emerging technologies with change deployment experience.
• Comfortable working with data, dashboards and deriving actionable insights.
• Knowledge of Securities and Futures Act, MAS rules, AML/CFT.
• Familiarity with Bloomberg and CMGR risk module.
• Exposure to ESG risk management is preferred.

Responsibilities

• Drive adoption of AI, automation and emerging technology solutions across the department and firm.
• Prepare regular risk and performance reports for investment teams, senior management and the Board.
• Maintain high standards in compliance reviews and monitoring.
• Ensure firm and funds comply with applicable statutes and regulations.
• Oversee pre-trade and post-trade compliance.
• Assist in risk governance and reporting to trustees, solicitors and MAS.

Skills

AI & automation

Dashboards

Coding

Data analysis

Tools

Bloomberg CMGR

Job description

• Drive the adoption of AI, automation and emerging technology solutions for the department and the wider firm, through the identification of transformation opportunities across workflows, and the design and implementation of use cases.
• Preparing regular risk and performance reports for the investment team, senior management and the Board of Directors.
• Continuous enhancement of the risk-based compliance programs to maintain high standards in execution of compliance reviews and monitoring.
• Working closely with various functions within the firm to ensure that the firm and its funds comply with the requirements of all applicable statute, rules and regulations.
• Overseeing pre-trade and post-trade compliance.
• Implementing and enhancing ESG risk management framework, policy compliance and monitoring processes.
• Dealing with risk and compliance-related communication and reporting with internal and external stakeholders, such as trustees, solicitors and the MAS.
• Dealing with fund documentation such as trust deeds, prospectuses, private placement memorandums, product sheets and agreements.
• Overseeing and assessing Business Impact Analysis and Business Continuity Management for the firm.
• Preparing risk and compliance training material and modules.
• Performing due diligence checks and preparing documentation for applications of licensed representatives under the MAS’ Representative Notification Framework.
• Participating in ad-hoc projects or initiatives that may be assigned by senior management, including collaborations with Phillip Group of companies.

Requirements

• Good understanding of AI, automation and emerging technologies, preferably with hands-on experience in change management and deployment of AI-enabled solutions.
• Comfortable working with coding, data, dashboards, and deriving actionable insights.
• Minimum of two (2) years of work experience in risk and compliance, preferably in the asset management industry.
• Knowledge of applicable statute, rules and regulations, such as the Securities and Futures Act, MAS Codes, Notices and Guidelines, and AML/CFT regulations.
• Familiarity with Bloomberg and its risk management modules such as CMGR (preferred).
• Exposure to ESG risk management framework (preferred).

We regret that only shortlisted candidates will be notified.

Brought to you by Phillip Capital Management (A member of PhillipCapital)