APAC Compliance & Risk Specialist

LaSalle Investment Management; Singapore; In loco; SGD 90.000 - 130.000; Tempo pieno

Descrizione del lavoro

LaSalle Investment Management is seeking a compliance professional to provide commercial risk management, regulatory and governance support across Asia Pacific, with emphasis on Singapore and Australia. You will assist in day-to-day operations, policy maintenance, and regulatory filings to ensure adherence to MAS and ASIC requirements.

The role requires a legal/business/finance background and 3+ years in investment management.

Competenze

• Bachelor's degree in legal, accounting, business or finance.
• At least 3 years’ experience in the investment management industry.
• Strong analytical and communication skills; detail-oriented.
• Comfortable with adopting AI-based tools.

Mansioni

• Assist the Vice President, Legal and Compliance Counsel in day-to-day compliance operations for LaSalle Asia Pacific, with a focus on LaSalle Singapore (CMS-licensed entity) and LaSalle Australia (AFS-licensed entity).
• Maintenance of compliance calendar and register - including MAS and ASIC filings, attestations, periodic reviews, policy review cycles and regulatory submission windows.
• Support the drafting, review and periodic updates of compliance policies and procedures.
• Monitor MAS and ASIC circulars and regulatory developments and provide relevant updates to the business, as appropriate.
• Administer and coordinate the firm’s compliance technology platform – tracking of MAS and ASIC appointed representative obligations, attestations, requests etc.
• Assist in audit, regulatory and licensing matters – including compilation and submission of regulatory returns and filings and responding to ad-hoc and routine regulatory queries and client DDQs, where applicable.
• Review of marketing materials in line with regulatory requirements.
• Participate and provide support in regional and / or global compliance initiatives and projects.
• Conduct AML / KYC processes on investor and counterparties in line with firm’s AML / CTF policy.
• Assist with compliance monitoring and testing activities and in the preparation of related reports.
• Support compliance onboarding and training.
• Support compliance with LaSalle books and records obligations.

Conoscenze

Analytical skills

Detail-oriented

Regulatory compliance

Communication skills

Team collaboration

Formazione

Bachelor's degree in law/accounting/business/finance

Descrizione del lavoro

LaSalle Investment Management is seeking a compliance professional to provide commercial risk management, regulatory and governance support across Asia Pacific, with emphasis on Singapore and Australia. You will assist in day-to-day operations, policy maintenance, and regulatory filings to ensure adherence to MAS and ASIC requirements.

The role requires a legal/business/finance background and 3+ years in investment management.