APAC Compliance Lead: Regulatory & Training

Icapitalnetwork; Singapore; Hybrid; SGD 120,000 - 180,000; Full time

Job summary

iCapital seeks a Compliance Officer to join its Global Regulatory and Compliance Team, based in Singapore. This role will support corporate governance and regulatory activities for the firm and its investment vehicles, collaborating with APAC teams in Singapore, Hong Kong and Tokyo.

The role requires at least five years in financial services compliance, strong English communication, and knowledge of MAS requirements.

Qualifications

• At least five years of experience in compliance, regulatory affairs, business controls, audit, accountancy, operations or compliance consulting within financial services.

Responsibilities

• Support the development of the compliance strategy to support the firm's sustainable growth across APAC.
• Monitor regulatory developments and provide clear, practical advice to senior management and colleagues.
• Support regulatory filings, corporate governance and recordkeeping requirements for the firm's APAC regulated entities and relevant investment vehicles.
• Develop and deliver compliance training and maintain appropriate training records.
• Develop and undertake risk-based compliance monitoring and testing, and support the remediation of identified issues.
• Provide advice on licensing issues, AML/KYC, staff compliance, cross-border distribution and other regulatory matters affecting the business.
• Work closely with senior management, colleagues, regulators and external stakeholders to identify and mitigate regulatory and compliance risks for the firm and its clients.
• Improve compliance processes and controls, including through the responsible use of AI and other technology.
• Act as "Compliance Knowledge Center" within the firm and trusted advisor to senior management, providing guidance and training on compliance topics if needed.

Job description

iCapital seeks a Compliance Officer to join its Global Regulatory and Compliance Team, based in Singapore. This role will support corporate governance and regulatory activities for the firm and its investment vehicles, collaborating with APAC teams in Singapore, Hong Kong and Tokyo.

The role requires at least five years in financial services compliance, strong English communication, and knowledge of MAS requirements.