6723 - Compliance Executive [BSC Audit]

THE SUPREME HR ADVISORY PTE. LTD.; Singapore; On-site; SGD 39,000 - 50,000; Full time

Job summary

The Supreme HR Advisory Pte. Ltd. is seeking a Compliance Executive to help ensure the company operates legally and ethically while meeting business goals. The role sits in a MAS-licensed financial advisory setting and focuses on supporting risk and compliance activities.

Key duties include audits, regulatory reporting, investigations, and administrative support, with a keen eye on evolving regulations such as the Financial Advisers Act and PDPA. Flexibility in work hours is noted.

Qualifications

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Advantage if candidate has compliance qualification or experience in the FA or insurance industry.
• Familiar with Microsoft Excel.

Responsibilities

• Support the Risk and Compliance department.
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

Skills

Compliance

Regulatory reporting

Due diligence

Education

A level or Diploma

Tools

Microsoft Excel

Job description

Working Location:Bras Basah
Working Hours: 8am to 5pm/8.30am to 5.30pm/9am to 6pm/930am to 630pm (flexi)
Working Days: Monday - Friday
Salary Range: $3500 - $4500

Job Introduction

We are a local sizeable Financial Advisory firm licensed by MAS.
As our new compliance executive, you will ensure that the company functions in a legal and ethical manner while meeting its business goals.

KEY ROLE(S), RESPONSIBILITIES AND DUTIES

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support.
• Motivated to stay abreast of regulatory developments and take charge of
  communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

REQUIREMENTS

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Will be a clear advantage if candidatehas compliance qualification or experience in the FA or insurance industry.
• Familiar and skillful with the use of Microsoft software especially Excel.